James R. Gilbarty
Professional summary
James Richard Gilbarty is a registered financial professional currently at BRIGHTHOUSE SECURITIES, LLC located in Shelbyville, Tennessee.
James is registered as a RR (Registered Representative) and started their career in finance in 2003. James has worked at 11 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James Richard Gilbarty's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 6, 2017 - Present
BRIGHTHOUSE SECURITIES, LLC
May 2, 2014 - March 6, 2017
METLIFE INVESTORS DISTRIBUTION COMPANY
November 7, 2013 - February 26, 2014
ALT FUND DISTRIBUTORS LLC
December 3, 2012 - August 19, 2013
HARTFORD FUNDS DISTRIBUTORS, LLC
September 10, 2012 - December 3, 2012
GLOBAL ATLANTIC DISTRIBUTORS, LLC
September 21, 2011 - August 8, 2012
NEW YORK LIFE INVESTMENT MANAGEMENT LLC
September 21, 2011 - August 8, 2012
NYLIFE DISTRIBUTORS LLC
August 5, 2010 - December 1, 2010
DIRECTED SERVICES LLC
August 4, 2010 - December 1, 2010
DIRECTED SERVICES LLC
September 1, 2009 - July 23, 2010
LINCOLN FINANCIAL DISTRIBUTORS, INC.
August 5, 2009 - July 23, 2010
LINCOLN FINANCIAL DISTRIBUTORS, INC.
May 4, 2006 - April 30, 2009
DIRECTED SERVICES LLC
September 22, 2003 - March 17, 2006
AMERIPRISE FINANCIAL SERVICES, LLC
September 22, 2003 - March 17, 2006
IDS LIFE INSURANCE COMPANY
September 22, 2003 - March 17, 2006
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/6/2017)
(3/6/2017)
(12/11/2024)
(3/6/2017)
Exams
FINRA
Current Firm
BRIGHTHOUSE SECURITIES, LLC
CRD#: 285300 / SEC#: , 8-69845
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BRIGHTHOUSE HOLDINGS, LLC | SOLE MEMBER (SHAREHOLDER) | |
| BEAULIEU, PHILIP JOHNATHON | VICE PRESIDENT | 5300540 |
| DAVIS, MICHAEL BENJAMIN | VICE PRESIDENT | 1742347 |
| LAMBERT, MYLES JOSEPH | CHAIRMAN PRESIDENT AND CEO | 3107551 |
| MACILVANE, KEVIN MICHAEL JR | VICE PRESIDENT | 5164574 |
| MARTINEZ, JOHN GREGORY | PRINCIPAL FINANCIAL OFFICER | 2210722 |
| MORGAN, JANET MARIE | VICE PRESIDENT | 6770849 |
| NIGRO, GERARD JOSEPH | SENIOR VICE PRESIDENT | 1577003 |
| PROHONIC, KRISTIN LEE | CHIEF COMPLIANCE OFFICER | 3048592 |
Red Flags
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