Christopher A. Gervaise
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Aaron Gervaise, who also goes by Christopher A Gervaise, Christopher G Gervaise, Christopher Gervaise, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 2003. Christopher had worked at 10 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 9, 2018 - November 11, 2019
PNC CAPITAL ADVISORS LLC
May 7, 2018 - November 12, 2019
FORESIDE DISTRIBUTION SOLUTIONS, LLC
October 13, 2017 - March 26, 2018
GLOBAL RETIREMENT PARTNERS LLC
October 12, 2017 - April 2, 2018
LPL FINANCIAL LLC
November 1, 2012 - August 24, 2017
PNC WEALTH MANAGEMENT LLC
November 1, 2012 - August 24, 2017
PNC WEALTH MANAGEMENT LLC
May 29, 2009 - September 17, 2012
HARRISDIRECT LLC
May 27, 2009 - September 17, 2012
E*TRADE SECURITIES LLC
April 22, 2009 - May 15, 2009
WELLS FARGO CLEARING SERVICES, LLC
April 20, 2009 - May 15, 2009
WELLS FARGO CLEARING SERVICES, LLC
August 5, 2008 - March 18, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
August 5, 2008 - March 18, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
September 7, 2007 - July 16, 2008
WELLS FARGO CLEARING SERVICES, LLC
June 13, 2007 - July 16, 2008
WELLS FARGO CLEARING SERVICES, LLC
June 7, 2005 - May 31, 2007
BANC OF AMERICA INVESTMENT SERVICES, INC.
September 22, 2003 - May 12, 2005
EQUITABLE ADVISORS, LLC
Primary Firm SEC Registration
PNC CAPITAL ADVISORS LLC
CRD#: 151829 / SEC#: 801-70684
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PNC CAPITAL ADVISORS LLC
CRD#: 151829 / SEC#: 801-70684
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 573 |
| AUM (Assets Under Management) | $ 42,558,194,728 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2024 | ||
| 08/24/2023 | ||
| 09/28/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
