Robert G. Peelman

OJM GROUP

Cincinnati, OH 45236

Some features on this profile are disabled

CRD#: 4681010

Professional summary

Robert G Peelman, CFP® is a registered financial advisor currently at OJM GROUP, LLC located in Cincinnati, Ohio.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Robert has worked at 5 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert G Peelman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

August 3, 2010 - Present

OJM GROUP, LLC

Office #1: 8044 Montgomery Road Suite 440, Cincinnati, OH 45236

OJM GROUP | THE O'DELL GROUP, LLC | OJM INSTITUTIONAL GROUP | OJM GROUP, LLC

CRD#: 119850 / SEC#: 801-68466

RIA

Registered Investment Advisory firm - (10/24/2007 Approved)

Ohio

Registered Investment Advisory firm - (11/6/2007 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(8/3/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/18/2003

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 6/30/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 10/3/2003

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 7/28/2003

General Securities Representative Examination

Current Firm

OJM GROUP, LLC

OJM GROUP | THE O'DELL GROUP, LLC | OJM INSTITUTIONAL GROUP | OJM GROUP, LLC

CRD#: 119850 / SEC#: 801-68466

RIA

Registered Investment Advisory firm - (10/24/2007 Approved)

Ohio

Registered Investment Advisory firm - (11/6/2007 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

8044 Montgomery Road Suite 440, Cincinnati, OH 45236

Mailing Address

Phone number

(513) 791-7525

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (21 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

OJM GROUP- INTELLIGENT PORTFOLIOS ADV PART 2A (3/20/2025)

OJM GROUP- ADV PART 2A (3/20/2025)

Regulatory assets under management

Total Number of Accounts	1,795
AUM (Assets Under Management)	$ 803,278,252

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Jamie Powell

CAPITAL ADVISORY SERVICES, LLC

IAR

West Chester, OH

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Robert G. Peelman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert G Peelman's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

MORGAN STANLEY

MORGAN STANLEY

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

OJM GROUP, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/18/2003

SIE

Date: 6/30/2015

Series 31

Date: 10/3/2003

Series 7

Date: 7/28/2003

Current Firm

OJM GROUP, LLC

Contact information

SEC notice filing (21 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

OJM GROUP, LLC

TRUST BUT VERIFY

Similar Advisors