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Candida J. Hinton
TRANSAMERICA FINANCIAL ADVISORS
Flushing, NY 11354
Some features on this profile are disabled
CRD#: 4680998
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Professional summary
Candida Juanita Hinton, who also goes by Candi Hinton, Candida Juanita Hinton, Candida Hinton, Candi Hinton, Candi Sparks, Candi Sparks, is a registered financial advisor currently at TRANSAMERICA FINANCIAL ADVISORS, LLC located in Flushing, New York.
Candida is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Candida has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Candi Hinton | Candida Juanita Hinton | Candida Hinton | Candi Hinton | Candi Sparks | Candi Sparks
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. New York State of Health the Official Health Plan Marketplace | 05/2021 | New York, New York | investment related | Broker New York Notary Public | 6/2020 | Brooklyn, NY | Nortary | not investment related SPARKS FLY/Investment Related - No/609 Myrtle Avenue, 3A Brooklyn, New York 11205/author/sole proprietor/06.1995/2/0/author CANDLE PROPERTIES POSITION: Sole Member NATURE: Entity Ownership INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 04/24/2023 ADDRESS: 609 Myrtle Avenue, Suite 3A, Brooklyn NY 11205, United States DESCRIPTION: Buy, sell and rent real estate on an as needed basis MILBANK LLP POSITION: Intellectual Property Legal Assistant NATURE: International law firm INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 7 START DATE: 03/17/2025 ADDRESS: 55 Hudson Yards, New York NY 10001, United States DESCRIPTION: intellectual property paralegal work; transfer of title recordals, maintenance and prosecution in the U.S. Patent & Trademark Office and US Copyright Office Ritter Insurance Marketing Investment related No Harrisburg, PA Health Insurance Agent 09/01/2016
CRS (Client Relationship Summary) - RIA
Click below to view Candida Juanita Hinton's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Candida Juanita Hinton's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 15, 2023 - Present
TRANSAMERICA FINANCIAL ADVISORS, LLC
Office #1: 30-50 Whitestone Expwy Suite 105-d, Flushing, NY 11354RIA
BD
CRD#: 16164
Flushing, NY
Current
February 8, 2023 - Present
TRANSAMERICA FINANCIAL ADVISORS, LLC
Office #1: 30-50 Whitestone Expwy Suite 105-d, Flushing, NY 11354RIA
BD
CRD#: 16164
Flushing, NY
Past
August 5, 2015 - December 31, 2022
TRANSAMERICA FINANCIAL ADVISORS, LLC
RIA
CRD#: 16164
FLUSHING, NY
Past
March 31, 2014 - December 31, 2022
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
FLUSHING, NY
Past
January 3, 2008 - May 22, 2009
PFS INVESTMENTS INC.
BD
CRD#: 10111
DULUTH, GA
Past
January 1, 2006 - December 31, 2007
PFS INVESTMENTS INC.
BD
CRD#: 10111
DULUTH, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Massachusetts(2/8/2023)
IAR
Massachusetts(2/15/2023)
RR
New York(2/8/2023)
IAR
New York(2/15/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
Two Liberty Place 50 South 16th Street, Suite 3700, Philadelphia, PA 19102
Mailing Address
6400 C St Sw, Cedar Rapids, IA 52499-0001
Phone number
(727) 299-1800
Established
Delaware since 12/28/1984
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,054
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 42,440 |
| AUM (Assets Under Management) | $ 1,730,669,809 |
Disclosures
| Regulatory Event | 19 |
| Arbitration | 3 |
| Bond | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
