Neil J. Timmins
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Neil Joseph Timmins, who also goes by Neil J Timmins, was a registered financial professional .
Neil is a previously registered financial professional and started their career in finance in 2003. Neil had worked at 4 firms and has passed the Series 65, Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 3, 2012 - January 3, 2012
BLACK TIE WEALTH ADVISORS, LLC
June 23, 2011 - December 31, 2012
INVESTMENT ADVISORS CORP
May 20, 2004 - October 21, 2004
RBC CAPITAL MARKETS, LLC
May 20, 2004 - October 21, 2004
RBC CAPITAL MARKETS, LLC
September 26, 2003 - May 19, 2004
WELLS FARGO INVESTMENTS, LLC
August 29, 2003 - May 19, 2004
WELLS FARGO INVESTMENTS, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
BLACK TIE WEALTH ADVISORS, LLC
CRD#: 159885 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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