Johnathan W. Mchale
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Johnathan W. Mchale was a registered financial professional .
Johnathan is a previously registered financial professional and started their career in finance in 2003. Johnathan had worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 23, 2014 - March 21, 2016
PHX FINANCIAL, INC.
June 19, 2013 - June 13, 2014
NATIONAL SECURITIES CORPORATION
June 15, 2007 - June 17, 2013
JOHN THOMAS FINANCIAL
January 17, 2006 - June 20, 2007
EASTBROOK CAPITAL GROUP LLC
July 22, 2005 - February 15, 2006
JOSEPH STEVENS & CO., INC.
April 6, 2004 - July 20, 2005
WESTROCK ADVISORS, INC.
August 20, 2003 - April 5, 2004
DPEC CAPITAL, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PHX FINANCIAL, INC.
CRD#: 144403 / SEC#: , 8-67653
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
