Kyle R. Sanders
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kyle Roarke Sanders was a registered financial professional .
Kyle is a previously registered financial professional and started their career in finance in 2007. Kyle had worked at 3 firms and has passed the Series 66, Series 31, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 11, 2013 - September 28, 2022
STERLING ADVISOR GROUP
February 29, 2008 - January 7, 2013
UBS FINANCIAL SERVICES INC.
February 29, 2008 - January 7, 2013
UBS FINANCIAL SERVICES INC.
February 11, 2008 - March 7, 2008
MORGAN STANLEY & CO. LLC
December 20, 2007 - March 7, 2008
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STERLING ADVISOR GROUP
CRD#: 147357 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 265 |
| AUM (Assets Under Management) | $ 11,650,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
