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Calvin L. Kelle

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CRD#: 4680152
CK

Professional summary

Calvin L Kelle was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Calvin is a previously registered financial professional and started their career in finance in 2003. Prior to being barred, Calvin had worked at 1 firm, which includes ITRADEDIRECT.COM CORP.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

July 7, 2003 - September 6, 2005

ITRADEDIRECT.COM CORP

BD
CRD#: 18281
BOCA RATON, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 8/28/2003
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 7/3/2003
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 11/17/2003
General Securities Principal Examination

Current Firm

IC
ITRADEDIRECT.COM CORP
ERIC D. ARLT | SALEM SECURITIES CORPORATION | ITRADEDIRECT.COM CORPRORATION | ITRADEDIRECT.COM CORPORATION | ITRADEDIRECT.COM CORP. | ITRADEDIRECT.COM CORP | ITRADE DIRECT.COM CORPORATION | ITRADE DIRECT.COM

CRD#: 18281 / SEC#: , 8-36398

BD
Terminated by SEC on 07/27/2010
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Contact information

Main Address
Mailing Address
Phone number
Established
North Carolina since 07/07/1986
Firm type
Corporation
Fiscal year end
June
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
ITRADENOW.COMCORP.OWNER
ARLT, ERIC DAVIDPRESIDENT / CEO / CCO2306499
NOVACK, RICHARD CLARENCEFINOP1041888

Disclosures

Regulatory Event13
Arbitration3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ITRADEDIRECT.COM CORP

CRD#: 18281

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