Matthew L. Harris

ARGENTA WEALTH MANAGEMENT

NORTH LITTLE ROCK, AR 72114

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CRD#: 4679936

Professional summary

Matthew Lawrence Harris is a registered financial advisor currently at ARGENTA WEALTH MANAGEMENT located in North Little Rock, Arkansas.

Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Matthew has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Lawrence Harris's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 21, 2003 - Present

ARGENTA WEALTH MANAGEMENT

Office #1: 301 Main Street Suite 202, North Little Rock, AR 72114

RIA

CRD#: 110884

NORTH LITTLE ROCK, AR

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arkansas
(10/21/2003)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/20/2003

Uniform Investment Adviser Law Examination

Current Firm

ARGENTA WEALTH MANAGEMENT

CRD#: 110884 / SEC#: 801-63552

RIA

Registered Investment Advisory firm - (6/29/2012 Terminated)

Arkansas

Registered Investment Advisory firm - (6/11/2012 Approved)

Louisiana

Registered Investment Advisory firm - (4/1/2022 Terminated)

Texas

Registered Investment Advisory firm - (5/12/2012 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

413b Main Street, North Little Rock, AR 72114

Mailing Address

Phone number

(501) 225-5600

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	174
AUM (Assets Under Management)	$ 83,579,839

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Matthew L. Harris

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Lawrence Harris's CRS (Customer Relationship Summary).

Certified licenses

Experience

ARGENTA WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 10/20/2003

Current Firm

ARGENTA WEALTH MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ARGENTA WEALTH MANAGEMENT

TRUST BUT VERIFY

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