Gerard J. Conway

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CRD#: 4679818

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Gerard John Conway, who also goes by Gerard J Conway, Jerry Conway, was a registered financial professional .

Gerard is a previously registered financial professional and started their career in finance in 2003. Gerard had worked at 6 firms and has passed the Series 63, Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Gerard J Conway | Jerry Conway

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

October 1, 2018 - July 1, 2022

PROMANAGE, LLC

RIA

CRD#: 133357

STRATFORD, CT

Past

June 11, 2014 - April 1, 2016

PENTEGRA DISTRIBUTORS INC.

CRD#: 26249

WHITE PLAINS, NY

Past

July 10, 2013 - May 14, 2014

MUTUAL OF AMERICA SECURITIES LLC

CRD#: 27878

NEW YORK, NY

Past

July 10, 2013 - May 14, 2014

MUTUAL OF AMERICA LIFE INSURANCE COMPANY

CRD#: 15356

NEW YORK, NY

Past

September 19, 2005 - April 6, 2011

TRANSAMERICA INVESTORS SECURITIES, LLC

CRD#: 32205

LOS ANGELES, CA

Past

March 26, 2004 - August 20, 2004

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

SEATTLE, WA

Past

October 7, 2003 - August 20, 2004

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PROMANAGE, LLC

CRD#: 133357 / SEC#: 801-63719

RIA

Registered Investment Advisory firm - (12/13/2004 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/1/2013

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 3/25/2004

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 4/1/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/6/2003

General Securities Representative Examination

Current Firm

PROMANAGE, LLC

CRD#: 133357 / SEC#: 801-63719

RIA

Registered Investment Advisory firm - (12/13/2004 Approved)

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Contact information

Main Address

130 E Randolph St Suite 2825, Chicago, IL 60601

Mailing Address

Phone number

(312) 456-0665

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

PROMANAGE ADV2A ALL SERVICES (6/18/2025)

Regulatory assets under management

Total Number of Accounts	6
AUM (Assets Under Management)	$ 6,071,295,979

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Gerard J. Conway

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

PENTEGRA DISTRIBUTORS INC.

MUTUAL OF AMERICA SECURITIES LLC

MUTUAL OF AMERICA LIFE INSURANCE COMPANY

TRANSAMERICA INVESTORS SECURITIES, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

PROMANAGE, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 8/1/2013

Series 66

Date: 3/25/2004

SIE

Date: 4/1/2016

Series 7

Date: 10/6/2003

Current Firm

PROMANAGE, LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PROMANAGE, LLC

TRUST BUT VERIFY

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