JW
Joseph P. Williams
COQUINA PRIVATE WEALTH ADVISORS
Boca Raton, FL 33487
Some features on this profile are disabled
CRD#: 467975
JW
Professional summary
Joseph Percival Williams JR, CFP®, who also goes by Chip Williams, is a registered financial advisor currently at COQUINA PRIVATE WEALTH ADVISORS located in Boca Raton, Florida.
Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1970. Joseph has worked at 8 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 1, Series 24, Series 53, Series 51 and Series 40 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Chip Williams
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1)Name of Business: acc strategies Address: 902 Clint Moore Rd Ste 124, Boca Raton, FL, 33487-2846; Activity Type: Business Owner Position/Title: Other Investment Related: No Start Date: 11/23/2015 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: own 1% if entity which is a golf course\ni am not active in management (2)Name of Business: Williams Financial Services Address: 902 Clint Moore Rd Ste 124, Boca Raton, FL, 33487; Activity Type: Non-variable Insurance Position/Title: Agent, Associate/Employee, Owner Investment Related: Yes Start Date: 06/1978; Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 2-10 Description of duties: we place outside insurance through this company and employee our employees through this company companies we place business with are and have been Global Atlantic, AIG, US Life, American National, AXA Equitable, Banner Life, Brighthouse, Lincoln Nation (3)Name of Business: Williams Financial Services, Inc. Address: 902 Clint Moore Rd Ste 124, Boca Raton, FL, 33487; Activity Type: Support Company - Owner Position/Title: Other, Officer - President; Investment Related: No Start Date: 06/1978; Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 2-10 Description of duties: our employees are paid from this company, all commissions for chip and the overrides from reps are put into this company as well as outside business from insurance companies (4)Name of Business: Williams Trusts Address: 902 Clint Moore Rd Ste 124, Boca Raton, FL, 33487-2846; Activity Type: Control Person Position/Title: Trustee (Acting) Investment Related: Yes Start Date: 04/04/2007 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: family trusts: one for my father, another for my mother
CRS (Client Relationship Summary) - RIA
Click below to view Joseph Percival Williams JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1985
Experience
Current
March 6, 2025 - Present
COQUINA PRIVATE WEALTH ADVISORS
Office #1: 902 Clint Moore Rd Ste 124, Boca Raton, FL 33487RIA
CRD#: 333615
Boca Raton, FL
Past
January 2, 2009 - March 31, 2025
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
CORAL SPRINGS, FL
Past
December 1, 2005 - October 10, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
RIA
CRD#: 6694
Port Charlotte, FL
Past
April 22, 1999 - December 31, 2002
RAYMOND JAMES FINANCIAL SERVICES, INC.
RIA
CRD#: 6694
Port Charlotte, FL
Past
April 22, 1999 - December 31, 2005
WILLIAMS FINANCIAL CONSULTANTS
RIA
CRD#: 106919
CORAL SPRINGS, FL
Past
April 15, 1999 - March 31, 2025
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
Port Charlotte, FL
Past
October 17, 1977 - April 7, 1999
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
Past
September 21, 1977 - January 27, 1980
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
BD
CRD#: 2580
Past
October 1, 1976 - September 29, 1977
THE FIRST BUFFALO CORPORATION
BD
CRD#: 300
Past
November 13, 1970 - October 14, 1977
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
BD
CRD#: 5181
Past
November 13, 1970 - October 14, 1977
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CP
COQUINA PRIVATE WEALTH ADVISORS
COQUINA PRIVATE WEALTH ADVISORS | WEALTHCORE FINANCIAL PLANNING | COQUINA PRIVATE WEALTH LLC
CRD#: 333615 / SEC#: 801-132012
RIA
Registered Investment Advisory firm - (2/26/2025 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(3/6/2025)
IAR
Texas(4/4/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 11/9/1970
Registered Representative ExaminationPrincipal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 40
Date: 1/13/1978
Registered Principal ExaminationCurrent Firm
CP
COQUINA PRIVATE WEALTH ADVISORS
COQUINA PRIVATE WEALTH ADVISORS | WEALTHCORE FINANCIAL PLANNING | COQUINA PRIVATE WEALTH LLC
CRD#: 333615 / SEC#: 801-132012
RIA
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Contact information
Main Address
18501 Murdock Circle, Suite 201, Port Charlotte, FL 33948
Mailing Address
Phone number
(941) 206-5120
Established
Firm type
Fiscal year end
# of Employees
12
SEC notice filing (14 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,541 |
| AUM (Assets Under Management) | $ 392,071,937 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
