Jeremy Lao
Professional summary
Jeremy Lao, who also goes by Jeremy J Lao, is a registered financial professional currently at BBVA SECURITIES INC. located in New York, New York.
Jeremy is registered as a RR (Registered Representative) and started their career in finance in 2003. Jeremy has worked at 8 firms and has passed the Series 63, Series 3, Series 7TO, SIE, Series 55 and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jeremy Lao's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 8, 2026 - Present
BBVA SECURITIES INC.
Office #1: 375 9th Avenue 9th Floor, New York, NY 10001April 8, 2025 - July 10, 2026
NOMURA SECURITIES INTERNATIONAL, INC.
October 10, 2023 - April 15, 2025
UBS SECURITIES LLC
July 12, 2022 - October 13, 2023
CREDIT SUISSE SECURITIES (USA) LLC
April 25, 2017 - August 28, 2017
ODEON CAPITAL GROUP LLC
September 9, 2005 - May 15, 2015
CITIGROUP GLOBAL MARKETS INC.
August 20, 2003 - June 21, 2004
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
August 20, 2003 - June 21, 2004
OSAIC FA, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/8/2026)
Exams
Series 7TO
Date: 7/12/2022
General Securities Representative ExaminationSeries 55
Date: 11/7/2005
Limited Representative-Equity Trader ExamFINRA
Current Firm
BBVA SECURITIES INC.
CRD#: 27060 / SEC#: , 8-42857
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BBVA USD INVESTMENTS, S.A. | OWNER | |
| ALARCON GONZALEZ, LUIS FRANCISCO | DIRECTOR | 7560286 |
| CANGCUESTA, KRISTINE FAITH | US HEAD OF BSA/AML | 8096305 |
| GIL HERNANDEZ, REGINA | DIRECTOR | 5774494 |
| JENSEN, PETER EGELUND | DIRECTOR, CEO & MANAGING DIRECTOR, INSTITUTIONAL; CHAIRMAN OF THE BOARD | 2596069 |
| MOSCARA, STEPHEN MICHAEL | DIRECTOR, EXECUTIVE VICE PRESIDENT AND FINOP | 4564002 |
| MURPHY, COLIN A | OPERATIONS PRINCIPAL INSTITUTIONAL | 4274816 |
| NEEL, DAVID SULLIVAN JR | CO-CCO, SENIOR VICE PRESIDENT, DIRECTOR OF RETAIL COMPLIANCE | 1884109 |
| RAGHAVAN, PRIYA | DIRECTOR | 6485341 |
| SCHUBERT, PHILIP MICHAEL | DIRECTOR | 5285568 |
| SOHN, DONG B | CHIEF FINANCIAL OFFICER | 5115452 |
| SPINELLI, JOSEPH CHARLES | CO-CCO, VICE PRESIDENT, HEAD OF INSTITUTIONAL COMPLIANCE | 2436743 |
| SWAMMY, SARAH ALEXANDRA | DIRECTOR | 4010520 |
Disclosures
| Regulatory Event | 10 |
Red Flags
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