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Robert L. Cucin

Some features on this profile are disabled
CRD#: 4679542
RC

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Robert Louis Cucin, who also goes by Robert L Cucin, was a registered financial professional .

Robert is a previously registered financial professional and started their career in finance in 2003. Robert had worked at 6 firms and has passed the Series 65, Series 63, Series 79TO, Series 99TO, SIE, Series 87, Series 86, Series 7, Series 4, Series 27 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Robert L Cucin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

February 4, 2020 - December 31, 2025

LIVINGSTON SECURITIES, LLC

BD
CRD#: 147364
UNIONDALE, NY
Past

September 16, 2017 - February 15, 2018

VENTURE.CO BROKERAGE SERVICES LLC

BD
CRD#: 173924
BURLINGTON, VT
Past

August 12, 2015 - October 5, 2015

MILLENNIAL ADVISERS, LLC.

RIA
CRD#: 170847
NEW YORK, NY
Past

April 21, 2014 - September 22, 2015

ALLIED MILLENNIAL PARTNERS, LLC

BD
CRD#: 16569
NEW YORK, NY
Past

June 21, 2012 - April 26, 2013

MAHLER & EMERSON INC.

RIA
CRD#: 7826
WEST PALM BEACH, FL
Past

October 18, 2010 - April 26, 2013

MAHLER & EMERSON INC.

BD
CRD#: 7826
NEW YORK, NY
Past

November 23, 2005 - November 4, 2010

QUEST CAPITAL STRATEGIES, INC.

RIA
CRD#: 16783
WEST PALM BEACH, FL
Past

July 9, 2003 - November 4, 2010

QUEST CAPITAL STRATEGIES, INC.

BD
CRD#: 16783
LAGUNA HILLS, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 12/20/2024
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 7/9/2003
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 2/15/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 87
Date: 2/3/2006
Research Analyst Exam - Part II Regulations Module
General Industry/Product Exam
RR
Series 86
Date: 1/11/2006
Research Analyst Exam - Part I Analysis Module
General Industry/Product Exam
RR
Series 7
Date: 7/8/2003
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 4
Date: 3/12/2004
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 27
Date: 2/4/2004
Financial and Operations Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 12/13/2003
General Securities Principal Examination

Current Firm

LS
LIVINGSTON SECURITIES, LLC
LIVINGSTON SECURITIES, LLC

CRD#: 147364 / SEC#: , 8-67901

BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)
PREMIUM
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Contact information

Main Address
626 Rexcorp Plaza Suite 603, West Tower, Uniondale, NY 11556
Mailing Address
626 Rexcorp Plaza Suite 603, West Tower, Uniondale, NY 11556
Phone number
(212) 520-8478
Established
New York since 10/10/2006
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (38 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
THE LIVINGSTON GROUP OF COMPANIES, LLCSOLE MEMBER
LIVINGSTON, SCOTT BRANDONMANAGER/CEO/MSP/GSP/CROP1996617
ROCKMAN, JEANNE ELIZABETHCCO/GSP1255763
SCHILLING, MICHAEL JAMESFINOP, POO, PFO2609624

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LIVINGSTON SECURITIES, LLC

CRD#: 147364

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