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RC

Robert L. Cucin

LIVINGSTON SECURITIES
UNIONDALE, NY 11556
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CRD#: 4679542
RC

Professional summary


Robert Louis Cucin, who also goes by Robert L Cucin, is a registered financial professional currently at LIVINGSTON SECURITIES, LLC located in Uniondale, New York.

Robert is registered as a RR (Registered Representative) and started their career in finance in 2003. Robert has worked at 6 firms and has passed the Series 65, Series 63, Series 79TO, Series 99TO, SIE, Series 87, Series 86, Series 7, Series 4, Series 27 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Robert L Cucin

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Robert Louis Cucin's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

February 4, 2020 - Present

LIVINGSTON SECURITIES, LLC

Office #1: 626 Rexcorp Plaza Suite 603, West Tower, Uniondale, NY 11556
BD
CRD#: 147364
UNIONDALE, NY
Past

September 16, 2017 - February 15, 2018

VENTURE.CO BROKERAGE SERVICES LLC

BD
CRD#: 173924
BURLINGTON, VT
Past

August 12, 2015 - October 5, 2015

MILLENNIAL ADVISERS, LLC.

RIA
CRD#: 170847
NEW YORK, NY
Past

April 21, 2014 - September 22, 2015

ALLIED MILLENNIAL PARTNERS, LLC

BD
CRD#: 16569
NEW YORK, NY
Past

June 21, 2012 - April 26, 2013

MAHLER & EMERSON INC.

RIA
CRD#: 7826
WEST PALM BEACH, FL
Past

October 18, 2010 - April 26, 2013

MAHLER & EMERSON INC.

BD
CRD#: 7826
NEW YORK, NY
Past

November 23, 2005 - November 4, 2010

QUEST CAPITAL STRATEGIES, INC.

RIA
CRD#: 16783
WEST PALM BEACH, FL
Past

July 9, 2003 - November 4, 2010

QUEST CAPITAL STRATEGIES, INC.

BD
CRD#: 16783
LAGUNA HILLS, CA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
IAR
Series 65
Date: 12/20/2024
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 24
Date: 12/13/2003
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm


LS
LIVINGSTON SECURITIES, LLC
LIVINGSTON SECURITIES, LLC

CRD#: 147364 / SEC#: , 8-67901

BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)
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Contact information


Main Address
626 Rexcorp Plaza Suite 603, West Tower, Uniondale, NY 11556
Mailing Address
626 Rexcorp Plaza Suite 603, West Tower, Uniondale, NY 11556
Phone number
(212) 520-8478
Established
New York since 10/10/2006
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (38 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
THE LIVINGSTON GROUP OF COMPANIES, LLCSOLE MEMBER
LIVINGSTON, SCOTT BRANDONMANAGER/CEO/MSP/GSP/CROP1996617
ROCKMAN, JEANNE ELIZABETHCCO/GSP1255763
SCHILLING, MICHAEL JAMESFINOP, POO, PFO2609624

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


LIVINGSTON SECURITIES, LLC

CRD#: 147364Uniondale, NY 11556

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