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Gennaro Pane Jr.

CRD# 4679290·Registered 2003 - 2010
Previously Registered: Being a previously registered professional could mean that Gennaro is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Gennaro Pane JR., who also goes by Gennaro Pane, Jerry Pane, was a registered financial advisor. Gennaro was a previously registered financial professional and started their career in finance 2003 - 2010. Gennaro had worked at 5 firms and has passed the Series 63, Series 55 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Gennaro Pane, Jerry Pane

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

23 years in the financial services industry

Current & Past Employments

MADISON PROPRIETARY TRADING GROUP, LLC·CRD# 139818
BD
New York, NY
September 5, 2006 - November 18, 2010
FIS BROKERAGE & SECURITIES SERVICES LLC·CRD# 104162
BD
New York, NY
July 11, 2006 - September 19, 2006
G-2 TRADING,LLC·CRD# 44018
BD
New York, NY
May 11, 2006 - June 30, 2006
BETTERMENT SECURITIES·CRD# 47788
BD
New York, NY
March 30, 2005 - September 23, 2005
CARLIN EQUITIES, LLC·CRD# 31295
BD
New York, NY
June 27, 2003 - February 16, 2006

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Current Firm

MP
MADISON PROPRIETARY TRADING GROUP, LLC

MADISON PROPRIETARY TRADING GROUP, LLC | MOG EXECUTIONS, LLC

CRD#: 139818 / SEC#: 8-67252
BD
Terminated by SEC on 05/29/2011

Contact Information

Established

New York since 01/24/2006

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
AMR CAPITAL TRADING CORP.DIRECT OWNER—
MT TRADING, LLCMANAGING MEMBER—
DELGRECO, SHARON GAILCHIEF COMPLIANCE OFFICER—
PONZO, MICHAEL SALVATOREINTERIM CHIEF OPERATING OFFICER—
STEIN, HOWARD LAWRENCECHIEF FINANCIAL OFFICER/FINOP1702619

Disclosures

Regulatory Event

3

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 2004About the Series 63 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Jun 2004

Series 7 — General Securities Representative Examination

Passed Jan 2003About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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