William T. Bryan

DB ADVISORS

Springfield, MO 65804

Some features on this profile are disabled

CRD#: 4679201

Professional summary

William Ted Bryan JR, who also goes by Bill Bryan, is a registered financial advisor currently at DB ADVISORS located in Springfield, Missouri.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. William has worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bill Bryan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

INDEPENDENT INSURANCE AGENT - NON-INVESTMENT RELATED 2200 EAST SUNSHINE ST., SPRINGFIELD, MO 65804, PROVIDES LIFE AND/OR HEALTH INSURANCE PRODUCTS WHEN NEEDED, NON SOLICITED, MINIMAL ACTIVITY, START DATE: 03/2016, APPROX., 5HRS PER MONTH; APPROX., 1HR PER WEEK DURING TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Ted Bryan JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 15, 2016 - Present

DB ADVISORS

Office #1: 2200 E. Sunshine Street Suite 324, Springfield, MO 65804

RIA

CRD#: 134485

Springfield, MO

Past

January 7, 2013 - March 21, 2016

LPL FINANCIAL LLC

RIA

CRD#: 6413

SPRINGFIELD, MO

Past

January 7, 2013 - March 21, 2016

LPL FINANCIAL LLC

CRD#: 6413

SPRINGFIELD, MO

Past

June 1, 2011 - January 16, 2013

OSAIC SERVICES, INC.

RIA

CRD#: 133763

SPRINGFIELD, MO

Past

May 27, 2011 - January 16, 2013

OSAIC SERVICES, INC.

CRD#: 133763

SPRINGFIELD, MO

Past

July 12, 2004 - May 31, 2011

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

SPRINGFIELD, MO

Past

May 28, 2004 - May 31, 2011

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

SPRINGFIELD, MO

Past

August 26, 2003 - June 2, 2004

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Missouri
(3/15/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/9/2004

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/28/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 3/21/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/25/2003

General Securities Representative Examination

Current Firm

DB ADVISORS

DB ADVISORS | DOUGLASBAGWELL CORP. | DOUGLASBAGWELL & CO. | DOUGLAS BAGWELL CAPITAL, LLC | DOUGLAS BAGWELL & CO., LLC

CRD#: 134485 / SEC#:

Missouri

Registered Investment Advisory firm - (8/30/2005 Approved)

Nebraska

Registered Investment Advisory firm - (3/1/2007 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

2200 E. Sunshine Street Suite 324, Springfield, MO 65804

Mailing Address

Phone number

(417) 763-3307

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	136
AUM (Assets Under Management)	$ 45,387,813

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Jeremy Clark

PFS INVESTMENTS INC.

IAR

Springfield, MO

We're Here To Help

Advisor Monitoring

Firm Stability Insights

William T. Bryan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Ted Bryan JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

OSAIC SERVICES, INC.

OSAIC SERVICES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

EDWARD JONES

State Registrations and Notice Filings

Exams

Series 66

Date: 7/9/2004

Series 63

Date: 8/28/2003

SIE

Date: 3/21/2016

Series 7

Date: 8/25/2003

Current Firm

DB ADVISORS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

DB ADVISORS

TRUST BUT VERIFY

Similar Advisors