Edward Daoud
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward Daoud was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 2003. Edward had worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 29, 2019 - December 31, 2023
CAPSTONE FINANCIAL
February 7, 2018 - December 31, 2018
CAPSTONE FINANCIAL
November 10, 2011 - August 15, 2017
CETERA INVESTMENT ADVISERS LLC
November 9, 2011 - August 15, 2017
CETERA FINANCIAL SPECIALISTS LLC
July 12, 2004 - October 28, 2011
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
June 29, 2004 - October 28, 2011
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
November 3, 2003 - July 12, 2004
SENTRA SECURITIES CORPORATION
September 15, 2003 - July 12, 2004
SENTRA SECURITIES CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
CAPSTONE FINANCIAL
CRD#: 291312 / SEC#:
Contact information
Red Flags
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