Vincent James Ciaglia Jr
Professional Summary
Vincent James Ciaglia JR was a registered financial advisor. Vincent was a previously registered financial professional and started their career in finance 1981 - 2004. Vincent had worked at 5 firms and has passed the Series 5 and Series 1 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
58 years in the financial services industry
Current & Past Employments
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Current Firm
ALPHA STRATEGIC MANAGEMENT, LTD.
Contact Information
Established
Florida since 01/13/1999Firm Type
Other Types of Legal FormationFiscal Year End
DecemberDocuments
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ROSS, IVAN JON | CHIEF EXECUTIVE OFFICER/LIMITED PARTNER | 1837899 |
| CUA, GILFELIX ONG | LIMITED PARTNER | 2380833 |
| BUESINGER, RONALD ERNEST JR | LIMITED PARTNER | 1692850 |
| NOBUMOTO, YOSHIYUKI | LIMITED PARTNER | 2613967 |
| ALPHA STRATEGIC MANAGEMENT, LLC. | GENERAL PARTNER | — |
| FASULO, ROBERT HENRY | GENERAL COUNSEL/CFO/CCO | 2174911 |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 5 — Interest Rate Options Examination
Passed Nov 1981Series 1 — Registered Representative Examination
Passed Jan 1968Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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