Nicholas S. Coubrough

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CRD#: 4678755

Professional summary

Nicholas Stephen Coubrough was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Nicholas is a previously registered financial professional and started their career in finance in 2003. Prior to being barred, Nicholas had worked at 5 firms, which includes JEFFERIES INVESTMENT ADVISERS LLC, LEUCADIA ASSET MANAGEMENT LLC, JEFFERIES LLC, WELLS FARGO CLEARING SERVICES LLC, MERRILL LYNCH PIERCE FENNER & SMITH INCORPORATED.

Question & Answer

Are you a "fiduciary"?

Aliases

Nicholas Coubrough | Nicholas Stephen Coubrough Cuello | Nicholas Coubrough Cuello

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

i.Company Name: Florida Division of Real Estate ii.Request Date: 9/7/2021 iii.Initial Internet Search (Google Search) - https://myfloridalicense.com iv.Information Check ?Investment Related: No ?Address: 2601 N Blair Stone Rd, Tallahassee, FL 32399 ?Nature: state-issued real estate agent/associate license for personal real estate holdings and / rarely but potential family, colleague, friend/reference ?Position: Hobby ?Start Date: 10/1/2021 ?Anticipated End Date: N/A ?Hours a Month: 5 a.During Business Hours: 0 ?Duties: b. License is required to represent self or another in any purchase or sale of real estate for personal or investment purposes ?Compensation: 0 Negative News String "ABC Limited" + Bribery OR Sanction OR Charged OR Fraud OR Criminal OR Penalty OR Lawsuit OR Complaint OR Investigation No Hit Watch/Restricted List: No Registered on FINRA Broker Check: Employee: Yes

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

May 24, 2023 - December 6, 2024

JEFFERIES INVESTMENT ADVISERS LLC

RIA

CRD#: 325421

Miami, FL

Past

June 29, 2017 - August 14, 2023

LEUCADIA ASSET MANAGEMENT LLC

RIA

CRD#: 121767

MIAMI, FL

Past

May 5, 2017 - December 6, 2024

JEFFERIES LLC

CRD#: 2347

Miami, FL

Past

May 15, 2015 - May 9, 2017

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

MIAMI, FL

Past

May 15, 2015 - May 9, 2017

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

MIAMI, FL

Past

January 11, 2012 - May 19, 2015

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

MIAMI, FL

Past

November 29, 2011 - May 19, 2015

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

MIAMI, FL

Past

August 28, 2003 - September 24, 2004

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

JEFFERIES INVESTMENT ADVISERS LLC

CRD#: 325421 / SEC#: 801-127656

RIA

Registered Investment Advisory firm - (4/20/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/9/2012

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 8/30/2012

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 11/28/2011

General Securities Representative Examination

Current Firm

JEFFERIES INVESTMENT ADVISERS LLC

CRD#: 325421 / SEC#: 801-127656

RIA

Registered Investment Advisory firm - (4/20/2023 Approved)

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Contact information

Main Address

520 Madison Avenue, New York, NY 10022

Mailing Address

Phone number

(212) 284-2300

Established

Firm type

Fiscal year end

# of Employees

135

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

JEFFERIES INVESTMENT ADVISERS LLC - WRAP FEE BROCHURE (2/27/2025)

JEFFERIES INVESTMENT ADVISERS LLC - 2025 FINANCIAL PLANNING SERVICES BROCHURE (2/27/2025)

Regulatory assets under management

Total Number of Accounts	2,081
AUM (Assets Under Management)	$ 3,402,872,417

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Nicholas S. Coubrough

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

LEUCADIA ASSET MANAGEMENT LLC

JEFFERIES LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

WELLS FARGO CLEARING SERVICES, LLC

Primary Firm SEC Registration

JEFFERIES INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/9/2012

SIE

Date: 10/1/2018

Series 3

Date: 8/30/2012

Series 7

Date: 11/28/2011

Current Firm

JEFFERIES INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

JEFFERIES INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

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