Weilan Tang
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Weilan Tang, who also goes by Amanda Tang Leslie, Weilan Leslie, was a registered financial professional .
Weilan is a previously registered financial professional and started their career in finance in 2003. Weilan had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 21, 2010 - November 4, 2014
CASTLE GROUP INVESTMENT COUNSEL, INC.
October 13, 2010 - November 13, 2015
FORTUNE SECURITIES, INC.
November 20, 2007 - October 31, 2008
GLOBALINK SECURITIES, INC.
September 2, 2005 - November 12, 2007
TRANSAMERICA FINANCIAL ADVISORS, INC.
August 4, 2004 - May 3, 2005
PRUCO SECURITIES, LLC.
August 28, 2003 - May 3, 2005
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CASTLE GROUP INVESTMENT COUNSEL, INC.
CRD#: 134992 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
