Elliot Weinberg
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Elliot Weinberg, who also goes by Elliot M Weinberg, Elliot Martin Weinberg, was a registered financial professional .
Elliot is a previously registered financial professional and started their career in finance in 2006. Elliot had worked at 7 firms and has passed the Series 63, Series 66, SIE, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 11, 2017 - September 27, 2021
MIDDLEMARCH SECURITIES LLC
January 12, 2016 - May 15, 2017
LPE SECURITIES, LLC
January 20, 2015 - June 30, 2015
SILVER LANE ADVISORS LLC
December 11, 2012 - November 3, 2014
DRIVEWEALTH INSTITUTIONAL LLC
April 3, 2012 - November 21, 2012
G-2 TRADING,LLC
February 16, 2012 - March 19, 2012
G-2 TRADING,LLC
August 25, 2006 - September 4, 2007
BANC OF AMERICA INVESTMENT SERVICES, INC.
August 25, 2006 - September 4, 2007
BANC OF AMERICA INVESTMENT SERVICES, INC.
March 3, 2006 - August 17, 2006
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MIDDLEMARCH SECURITIES LLC
CRD#: 283508 / SEC#: , 8-69758
Contact information
FINRA licenses (9 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
