David Lance Roberts
Professional Summary
David Lance Roberts, who also goes by David Roberts, is a registered financial advisor currently at SAGE HILL CAPITAL located in Ann Arbor, Michigan. David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. David has worked at 4 firms and has passed the Series 65, Series 66 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
David Roberts
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
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Disclosures on record.
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Years of Experience
23 years in the financial services industry
Current & Past Employments
Current
Past
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Current Firm
SAGE HILL CAPITAL | SAGE HILL CAPITAL L.L.C.
Contact Information
Main Address
220 S. Main St. Suite 301, Ann Arbor, MI 48104Phone Number
(888) 988-5623# of Employees
2SEC notice filing (2 States and Territories)
Registered to provide investment advisory services in 2 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
330AUM (Assets Under Management)
$214,276,283Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
SAGE HILL CAPITAL | SAGE HILL CAPITAL L.L.C.
State Registrations and Notice Filings
(12/15/2011)
(5/4/2020)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view David Lance Roberts's CRS (Customer Relationship Summary).
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