David L. Roberts

SAGE HILL CAPITAL

ANN ARBOR, MI 48104

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CRD#: 4678268

Professional summary

David Lance Roberts, who also goes by David Roberts, is a registered financial advisor currently at SAGE HILL CAPITAL located in Ann Arbor, Michigan.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. David has worked at 4 firms and has passed the Series 65, Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

David Roberts

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Lance Roberts's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 15, 2011 - Present

SAGE HILL CAPITAL

Office #1: 220 S. Main St. Suite 301, Ann Arbor, MI 48104

RIA

CRD#: 155016

ANN ARBOR, MI

Past

November 4, 2010 - April 4, 2011

TELEMUS INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 131580

SOUTHFIELD, MI

Past

March 30, 2007 - April 4, 2011

TELEMUS INVESTMENT BROKERS, LLC

CRD#: 133957

ANN ARBOR, MI

Past

May 28, 2004 - April 2, 2007

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

ANN ARBOR, MI

Past

July 29, 2003 - April 2, 2007

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

ANN ARBOR, MI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SAGE HILL CAPITAL

SAGE HILL CAPITAL | SAGE HILL CAPITAL L.L.C.

CRD#: 155016 / SEC#: 801-71852

RIA

Registered Investment Advisory firm - (9/24/2010 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(12/15/2011)

IAR

Texas
(5/4/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/1/2010

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 5/27/2004

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 7/28/2003

General Securities Representative Examination

Current Firm

SAGE HILL CAPITAL

SAGE HILL CAPITAL | SAGE HILL CAPITAL L.L.C.

CRD#: 155016 / SEC#: 801-71852

RIA

Registered Investment Advisory firm - (9/24/2010 Approved)

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Contact information

Main Address

220 S. Main St. Suite 301, Ann Arbor, MI 48104

Mailing Address

Phone number

(888) 988-5623

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE (9/3/2025)

Regulatory assets under management

Total Number of Accounts	324
AUM (Assets Under Management)	$ 165,302,179

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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David L. Roberts

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Lance Roberts's CRS (Customer Relationship Summary).

Certified licenses

Experience

TELEMUS INVESTMENT MANAGEMENT, LLC

TELEMUS INVESTMENT BROKERS, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

SAGE HILL CAPITAL

State Registrations and Notice Filings

Exams

Series 65

Date: 11/1/2010

Series 66

Date: 5/27/2004

Series 7

Date: 7/28/2003

Current Firm

SAGE HILL CAPITAL

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SAGE HILL CAPITAL

TRUST BUT VERIFY

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