Brandi J. Cotten
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brandi Jessica Cotten, who also goes by Brandi Jessica Kutscherousky, Brandi Kutscherousky, Brandi Jessica Schendel, was a registered financial professional .
Brandi is a previously registered financial professional and started their career in finance in 2004. Brandi had worked at 4 firms and has passed the Series 66, Series 63, Series 6TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 26, 2017 - January 12, 2021
KALOS CAPITAL, INC.
July 7, 2017 - January 13, 2021
KALOS MANAGEMENT
February 22, 2016 - July 12, 2017
NATIONAL PLANNING CORPORATION
December 23, 2015 - July 12, 2017
NATIONAL PLANNING CORPORATION
May 24, 2004 - December 31, 2005
AMERICAN GENERAL SECURITIES INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
KALOS CAPITAL, INC.
CRD#: 44337 / SEC#: , 8-50630
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KALOS FINANCIAL, INC. | OWNER | |
| WILDERMUTH, CAROL JEAN | CEO, CFO, CCO | 1555730 |
Disclosures
| Regulatory Event | 3 |
| Financial | 1 |
Red Flags
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