Joe D. Staggs

SWK ADVISORS LLC

Dallas, TX 75254

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CRD#: 4677988

Professional summary

Joe David Staggs JR, who also goes by Jody Staggs, Joe David Staggs, is a registered financial advisor currently at SWK ADVISORS LLC located in Dallas, Texas.

Joe is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Joe has worked at 2 firms and has passed the Series 87 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jody Staggs | Joe David Staggs

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joe David Staggs JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 19, 2024 - Present

SWK ADVISORS LLC

Office #1: 14755 Dallas Parkway Suite 105, Dallas, TX 75254

RIA

CRD#: 164637

Dallas, TX

Past

January 22, 2021 - December 31, 2023

SWK ADVISORS LLC

RIA

CRD#: 164637

DALLAS, TX

Past

December 18, 2020 - December 31, 2020

SWK ADVISORS LLC

RIA

CRD#: 164637

DALLAS, TX

Past

January 12, 2004 - July 25, 2006

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

ST. PETERSBURG, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(3/19/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

Series 87

Date: 9/2/2004

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 7

Date: 1/10/2004

General Securities Representative Examination

Current Firm

SWK ADVISORS LLC

CRD#: 164637 / SEC#:

Texas

Registered Investment Advisory firm - (3/19/2024 Approved)

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Contact information

Main Address

14755 Dallas Parkway Suite 105, Dallas, TX 75254

Mailing Address

Phone number

(972) 687-7250

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Joe D. Staggs

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joe David Staggs JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

SWK ADVISORS LLC

SWK ADVISORS LLC

SWK ADVISORS LLC

RAYMOND JAMES & ASSOCIATES, INC.

State Registrations and Notice Filings

Exams

Series 87

Date: 9/2/2004

Series 7

Date: 1/10/2004

Current Firm

SWK ADVISORS LLC

Contact information

Documents

Red Flags

Company Information

SWK ADVISORS LLC

TRUST BUT VERIFY

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