Joe D. Staggs
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joe David Staggs JR, who also goes by Jody Staggs, Joe David Staggs, was a registered financial professional .
Joe is a previously registered financial professional and started their career in finance in 2004. Joe had worked at 2 firms and has passed the Series 87 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 14, 2026 - January 20, 2026
SWK ADVISORS LLC
March 19, 2024 - December 31, 2025
SWK ADVISORS LLC
January 22, 2021 - December 31, 2023
SWK ADVISORS LLC
December 18, 2020 - December 31, 2020
SWK ADVISORS LLC
January 12, 2004 - July 25, 2006
RAYMOND JAMES & ASSOCIATES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
SWK ADVISORS LLC
CRD#: 164637 / SEC#:
Contact information
Red Flags
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