AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
DK

David Koch

Some features on this profile are disabled
CRD#: 4677987
DK
David Koch

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

David Koch, who also goes by David L Koch, David Lorenzo Koch, was a registered financial professional .

David is a previously registered financial professional and started their career in finance in 2003. David had worked at 5 firms and has passed the Series 63, Series 7TO, Series 7 and Series 24 exams.

Aliases


David L Koch | David Lorenzo Koch

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

December 18, 2025 - July 8, 2026

MADISON PAIGE SECURITIES LLC

BD
CRD#: 226538
WHITE PLAINS, NY
Past

August 25, 2025 - October 23, 2025

ANCORIS SECURITIES LLC

BD
CRD#: 305279
NEW YORK, NY
Past

July 31, 2023 - June 8, 2025

BROWN, GIBBONS, LANG & COMPANY SECURITIES, LLC

BD
CRD#: 29540
New York, NY
Past

June 23, 2022 - July 7, 2023

GP BULLHOUND INC.

BD
CRD#: 147794
New York, NY
Past

November 19, 2003 - November 4, 2008

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 7/12/2022
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 6/9/2022
General Securities Representative Examination
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


MP
MADISON PAIGE SECURITIES LLC
MADISON PAIGE SECURITIES LLC

CRD#: 226538 / SEC#: , 8-69621

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
Loading...

Contact information


Main Address
50 Main Street, Suite 1000, White Plains, NY 10606
Mailing Address
50 Main Street, Suite 1000, White Plains, NY 10606
Phone number
(267) 908-1401
Established
New York since 07/15/2015
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)


Documents


Direct owners and executive officers


NamePositionCRD#
FONTANILLA, DAVID AARONMEMBER4237116
PALMER, MICHAEL R.MEMBER4545584
ROTHENBERG, SHARI PCFO/FINOP6590875
RUSSIN, ROBERT J JR.CEO/CCO4875237

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


MADISON PAIGE SECURITIES LLC

CRD#: 226538

TRUST BUT VERIFY

Monitor David Koch

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors


Guy David Peel
Guy PeelAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
HELENA, MT
Mark Brown
Mark BrownAdvisorCheck Check Mark
AUSDAL FINANCIAL PARTNERS, INC.
IAR
RR
ESTERO, FL
Jeffrey Paul Meotti
Jeffrey MeottiAdvisorCheck Check Mark
MORGAN STANLEY
IAR
RR
MADISON, CT
footer-logo

AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.