Michael D. Teutonico
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Dean Teutonico was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2003. Michael had worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 23, 2015 - June 13, 2018
NETWORK 1 FINANCIAL SECURITIES INC.
May 16, 2014 - October 15, 2015
ALLIED MILLENNIAL PARTNERS, LLC
May 5, 2011 - May 29, 2014
GLOBAL ARENA CAPITAL CORP
July 12, 2010 - May 3, 2011
OBSIDIAN FINANCIAL GROUP, LLC
February 8, 2010 - July 21, 2010
QA3 FINANCIAL CORP.
September 12, 2008 - February 12, 2010
J.D. NICHOLAS & ASSOCIATES, INC.
March 22, 2005 - October 9, 2008
FIRST MIDWEST SECURITIES, INC.
November 13, 2003 - April 19, 2005
GUNNALLEN FINANCIAL, INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NETWORK 1 FINANCIAL SECURITIES INC.
CRD#: 13577 / SEC#: , 8-29471
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 21 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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