Michael Casasanta
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Casasanta, who also goes by Mike Casasanta, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2003. Michael had worked at 5 firms and has passed the Series 63, Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 21, 2012 - December 1, 2014
AVANTAX ADVISORY SERVICES
August 6, 2012 - December 1, 2014
AVANTAX INVESTMENT SERVICES, INC.
June 15, 2004 - June 3, 2005
MSI FINANCIAL SERVICES, INC.
April 14, 2004 - June 3, 2005
METROPOLITAN LIFE INSURANCE COMPANY
April 14, 2004 - June 3, 2005
MSI FINANCIAL SERVICES, INC.
October 9, 2003 - February 23, 2004
EQUITABLE ADVISORS, LLC
October 9, 2003 - February 23, 2004
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AVANTAX ADVISORY SERVICES
CRD#: 104556 / SEC#: 801-29892
Contact information
Regulatory assets under management
| Total Number of Accounts | 140,306 |
| AUM (Assets Under Management) | $ 46,109,939,749 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/13/2024 | ||
| 11/28/2023 | ||
| 12/16/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
