Sam G. Huszczo

SGH WEALTH MANAGEMENT

Lathrup Village, MI 48076

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CRD#: 4677793

Professional summary

Sam Gregory Huszczo, CFP®, who also goes by Sam Huszczo, is a registered financial advisor currently at SGH WEALTH MANAGEMENT located in Lathrup Village, Michigan.

Sam is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Sam has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Sam Huszczo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

INDEPENDENT LIFE INSURANCE AGENT - SELLING FIXED ANNUITIES, LIFE, AND HEALTH INS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sam Gregory Huszczo's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2005

Experience

Current

July 26, 2016 - Present

SGH WEALTH MANAGEMENT

Office #1: 17550 W Eleven Mile Rd, Lathrup Village, MI 48076

RIA

CRD#: 284067

Lathrup Village, MI

Past

July 20, 2010 - July 21, 2016

MICHIGAN ADVISORS, INC

RIA

CRD#: 124064

SOUTHFIELD, MI

Past

April 6, 2005 - July 21, 2016

BROADSTONE SECURITIES

CRD#: 101600

SOUTHFIELD, MI

Past

July 30, 2003 - April 6, 2005

NEW ENGLAND SECURITIES

CRD#: 615

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SGH WEALTH MANAGEMENT

SGH WEALTH MANAGEMENT | SGH WEALTH MANAGEMENT, LLC

CRD#: 284067 / SEC#: 801-113388

RIA

Registered Investment Advisory firm - (6/13/2018 Approved)

Michigan

Registered Investment Advisory firm - (3/27/2019 Terminated)

Texas

Registered Investment Advisory firm - (6/20/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(7/26/2016)

IAR

Texas
(7/11/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/8/2003

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 7/21/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/29/2003

General Securities Representative Examination

Current Firm

SGH WEALTH MANAGEMENT

SGH WEALTH MANAGEMENT | SGH WEALTH MANAGEMENT, LLC

CRD#: 284067 / SEC#: 801-113388

RIA

Registered Investment Advisory firm - (6/13/2018 Approved)

Michigan

Registered Investment Advisory firm - (3/27/2019 Terminated)

Texas

Registered Investment Advisory firm - (6/20/2018 Terminated)

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Contact information

Main Address

17550 W Eleven Mile Rd, Lathrup Village, MI 48076

Mailing Address

Phone number

(248) 731-0029

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WRAP BROCHURE - APPENDIX 1 (7/11/2025)

FIRM BROCHURE (7/11/2025)

Regulatory assets under management

Total Number of Accounts	371
AUM (Assets Under Management)	$ 453,715,657

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Sam G. Huszczo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sam Gregory Huszczo's CRS (Customer Relationship Summary).

Certified licenses

Experience

SGH WEALTH MANAGEMENT

MICHIGAN ADVISORS, INC

BROADSTONE SECURITIES

NEW ENGLAND SECURITIES

Primary Firm SEC Registration

SGH WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 8/8/2003

SIE

Date: 7/21/2016

Series 7

Date: 7/29/2003

Current Firm

SGH WEALTH MANAGEMENT

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SGH WEALTH MANAGEMENT

TRUST BUT VERIFY

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