Amanda J. Clark
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Amanda Jane Clark, who also goes by Amanda Jane Crockett, was a registered financial professional .
Amanda is a previously registered financial professional and started their career in finance in 2003. Amanda had worked at 3 firms and has passed the Series 63, SIE, Series 6, Series 51 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 22, 2010 - April 12, 2016
CRAVENS & COMPANY WEALTH MANAGEMENT
August 8, 2005 - November 11, 2015
FSC SECURITIES CORPORATION
August 4, 2005 - November 11, 2015
FSC SECURITIES CORPORATION
February 3, 2004 - August 11, 2005
ICBA FINANCIAL SERVICES CORPORATION
July 9, 2003 - August 11, 2005
ICBA FINANCIAL SERVICES CORPORATION
Primary Firm SEC Registration
CRAVENS & COMPANY WEALTH MANAGEMENT
CRD#: 130071 / SEC#: 801-112875
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CRAVENS & COMPANY WEALTH MANAGEMENT
CRD#: 130071 / SEC#: 801-112875
Contact information
SEC notice filing (3 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 542 |
| AUM (Assets Under Management) | $ 248,355,878 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
