Dasherra J. Walton

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CRD#: 4677665

Professional summary

Dasherra Janell Walton was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Dasherra is a previously registered financial advisor and started their career in finance in 2003. Prior to being barred, Dasherra had worked at 4 firms, which includes ERNST & YOUNG INVESTMENT ADVISERS LLP, CHASE INVESTMENT SERVICES CORP., LEGEND MERCHANT GROUP INC., GLOBAL BROKERAGE SERVICES INC..

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

December 19, 2007 - August 11, 2009

ERNST & YOUNG INVESTMENT ADVISERS LLP

RIA

CRD#: 110921

SECAUCUS, NJ

Past

April 11, 2006 - April 5, 2007

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

UNION, NJ

Past

April 3, 2006 - April 5, 2007

CHASE INVESTMENT SERVICES CORP.

RIA

CRD#: 25574

UNION, NJ

Past

March 25, 2004 - August 9, 2004

LEGEND MERCHANT GROUP, INC.

CRD#: 5155

NEW YORK, NY

Past

November 14, 2003 - March 24, 2004

GLOBAL BROKERAGE SERVICES, INC.

CRD#: 37505

HUNT VALLEY, MD

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ERNST & YOUNG INVESTMENT ADVISERS LLP

ERNST & YOUNG INVESTMENT ADVISERS LLP | ERNST & YOUNG LLP

CRD#: 110921 / SEC#: 801-48596

RIA

Registered Investment Advisory firm - (4/7/1995 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/31/2014

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 12/16/2003

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 11/13/2003

General Securities Representative Examination

Current Firm

ERNST & YOUNG INVESTMENT ADVISERS LLP

ERNST & YOUNG INVESTMENT ADVISERS LLP | ERNST & YOUNG LLP

CRD#: 110921 / SEC#: 801-48596

RIA

Registered Investment Advisory firm - (4/7/1995 Approved)

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Contact information

Main Address

200 Plaza Drive First Floor Suite 102, Secaucus, NJ 07094

Mailing Address

Phone number

(800) 273-0588

Established

Firm type

Fiscal year end

# of Employees

140

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ERNST & YOUNG INVESTMENT ADVISERS LLP (9/10/2025)

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Dasherra J. Walton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

ERNST & YOUNG INVESTMENT ADVISERS LLP

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

LEGEND MERCHANT GROUP, INC.

GLOBAL BROKERAGE SERVICES, INC.

Primary Firm SEC Registration

ERNST & YOUNG INVESTMENT ADVISERS LLP

State Registrations and Notice Filings

Exams

Series 65

Date: 1/31/2014

Series 66

Date: 12/16/2003

Series 7

Date: 11/13/2003

Current Firm

ERNST & YOUNG INVESTMENT ADVISERS LLP

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

ERNST & YOUNG INVESTMENT ADVISERS LLP

TRUST BUT VERIFY

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