Arnold E. Dilaura
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Arnold Edward Dilaura was a registered financial professional .
Arnold is a previously registered financial professional and started their career in finance in 2003. Arnold had worked at 4 firms and has passed the Series 65, Series 66, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 3, 2014 - January 10, 2019
AUA CAPITAL MANAGEMENT
February 28, 2007 - May 27, 2009
COMMERZ MARKETS LLC
January 5, 2005 - August 11, 2005
MILLENCO LLC
October 28, 2003 - December 13, 2004
CREDIT SUISSE SECURITIES (USA) LLC
September 24, 2003 - December 13, 2004
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
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Exams
Current Firm
AUA CAPITAL MANAGEMENT
CRD#: 164914 / SEC#: 801-79050
Contact information
Red Flags
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