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Ashley Mudge

CRD# 4677455·Registered 2007 - 2019
Previously Registered: Being a previously registered professional could mean that Ashley is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Ashley Mudge, who also goes by Ashley Chandler Cross, Ashley Cross, Ashley Cross Mudge, was a registered financial advisor. Ashley was a previously registered financial professional and started their career in finance 2007 - 2019. Ashley had worked at 4 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Ashley Chandler Cross, Ashley Cross, Ashley Cross Mudge

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

19 years in the financial services industry

Current & Past Employments

1ST GLOBAL ADVISORS INC·CRD# 111133
RIA
Dallas, TX
June 7, 2017 - July 24, 2019
1ST GLOBAL CAPITAL CORP.·CRD# 30349
BD
Dallas, TX
June 7, 2017 - July 24, 2019
WFG ADVISORS, LP·CRD# 125073
RIA
Dallas, TX
July 8, 2014 - May 26, 2017
WFG INVESTMENTS, INC.·CRD# 22704
BD
Dallas, TX
May 28, 2013 - May 26, 2017
1ST GLOBAL CAPITAL CORP.·CRD# 30349
BD
Dallas, TX
October 23, 2007 - December 31, 2012

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Current Firm

1G
1ST GLOBAL ADVISORS INC

1ST GLOBAL ADVISORS INC

CRD#: 111133 / SEC#: 801-41517

Contact Information

Main Address

12750 Merit Drive Suite 1200, Dallas, TX 75251

Documents

Latest Form ADV

Part 2 Brochures

IMS FLEX CHOICE WRAP FEE PROGRAM BROCHURE (9/26/2019)

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jul 2014About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Oct 2007About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jan 2011About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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