Andy Postelnicu
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andy Postelnicu, who also goes by Andy Post, was a registered financial professional .
Andy is a previously registered financial professional and started their career in finance in 2008. Andy had worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 6, 2014 - December 23, 2014
LAIDLAW & COMPANY (UK) LTD.
October 10, 2012 - September 24, 2013
FIRST MIDWEST SECURITIES, INC.
May 17, 2011 - June 1, 2012
MISMI, INC.
November 5, 2010 - January 25, 2011
CHASE INVESTMENT SERVICES CORP.
July 12, 2010 - August 9, 2010
OBSIDIAN FINANCIAL GROUP, LLC
February 8, 2010 - July 21, 2010
QA3 FINANCIAL CORP.
September 12, 2008 - February 12, 2010
J.D. NICHOLAS & ASSOCIATES, INC.
July 25, 2008 - October 9, 2008
FIRST MIDWEST SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LAIDLAW & COMPANY (UK) LTD.
CRD#: 119037 / SEC#: , 8-53731
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 9 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
