Vivian Y. Chen

MARRAM INVESTMENT MANAGEMENT

VANCOUVER, WA 98660

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CRD#: 4677159

Professional summary

Vivian Yuan Chen, CFA is a registered financial advisor currently at MARRAM INVESTMENT MANAGEMENT, LLC located in Vancouver, Washington.

Vivian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Vivian has worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Vivian Yuan Chen's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

Experience

Current

June 26, 2013 - Present

MARRAM INVESTMENT MANAGEMENT, LLC

Office #1: 1220 Main Street, Suite 400, Vancouver, WA 98660

RIA

CRD#: 155821

VANCOUVER, WA

Past

February 8, 2011 - January 4, 2012

MARRAM INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 155821

LOS ANGELES, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(6/26/2013)

IAR

Washington
(1/7/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

MARRAM INVESTMENT MANAGEMENT, LLC

CRD#: 155821 / SEC#:

California

Registered Investment Advisory firm - (6/26/2013 Approved)

Washington

Registered Investment Advisory firm - (1/7/2019 Approved)

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Contact information

Main Address

1220 Main Street, Suite 400, Vancouver, WA 98660

Mailing Address

Phone number

(503) 575-9022

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	68
AUM (Assets Under Management)	$ 46,203,465

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Vivian Y. Chen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Vivian Yuan Chen's CRS (Customer Relationship Summary).

Certified licenses

Experience

MARRAM INVESTMENT MANAGEMENT, LLC

MARRAM INVESTMENT MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Current Firm

MARRAM INVESTMENT MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MARRAM INVESTMENT MANAGEMENT, LLC

TRUST BUT VERIFY

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