Mario J. Ciampi

CM FINANCIAL ADVISORS

ROCKY HILL, CT 06067

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CRD#: 4676638

Professional summary

Mario Joseph Ciampi, CFP®, who also goes by Mario Ciampi, is a registered financial advisor currently at CM FINANCIAL ADVISORS, LLC located in Rocky Hill, Connecticut.

Mario is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Mario has worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mario Ciampi

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CIAMPI MANDILE & COMPANY LLC, CERTIFIED PUBLIC ACCOUNTANTS, 35 COLD SPRING RD, ROCKY HILL, CT. CPA, MEMBER. PREMIER MORTGAGE GROUP, LLC, 35 COLD SPRING RD, ROCKY HILL, CT. MEMBER. MORTGAGE BROKERAGE FIRM

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mario Joseph Ciampi's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2002

Experience

Current

March 9, 2000 - Present

CM FINANCIAL ADVISORS, LLC

Office #1: 35 Cold Spring Rd Suite 225, Rocky Hill, CT 06067

RIA

CRD#: 109991

ROCKY HILL, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(3/9/2000)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

CM FINANCIAL ADVISORS, LLC

CRD#: 109991 / SEC#:

Connecticut

Registered Investment Advisory firm - (3/9/2000 Approved)

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Contact information

Main Address

35 Cold Spring Road Suite 225, Rocky Hill, CT 06067

Mailing Address

Phone number

(860) 563-5505

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	107
AUM (Assets Under Management)	$ 43,675,677

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Mario J. Ciampi

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mario Joseph Ciampi's CRS (Customer Relationship Summary).

Certified licenses

Experience

CM FINANCIAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Current Firm

CM FINANCIAL ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CM FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

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