Michael Winston Bain Jr.
CFP®Professional Summary
Michael Winston Bain JR., CFP® is a registered financial advisor currently at MBIA CAPITAL ADVISORS located in Cincinnati, Ohio. Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Michael has worked at 8 firms and has passed the Series 63, Series 7 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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CAPITAL ADVISORY SERVICES, LLC
Videos & Posts
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Contact Information
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Disclosures on record.
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CAPITAL ADVISORY SERVICES, LLC
Credentials
Years of Experience
23 years in the financial services industry
Current & Past Employments
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CAPITAL ADVISORY SERVICES, LLC
Current Firm
M&B INVESTMENT ADVISORS, LLC | MBIA CAPITAL ADVISORS
Contact Information
Main Address
1248 Springfield Pike Na, Cincinnati, OH 45215-2142Phone Number
(513) 324-2201# of Employees
5SEC notice filing (7 States and Territories)
Registered to provide investment advisory services in 7 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
565AUM (Assets Under Management)
$290,225,013Similar Advisors
CAPITAL ADVISORY SERVICES, LLC
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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CAPITAL ADVISORY SERVICES, LLC
Primary Firm SEC Registration
M&B INVESTMENT ADVISORS, LLC | MBIA CAPITAL ADVISORS
State Registrations and Notice Filings
(9/17/2021)
(4/20/2011)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jun 2004About the Series 6 examSimilar Advisors
CAPITAL ADVISORY SERVICES, LLC
CRS (Client Relationship Summary) - RIA
Click below to view Michael Winston Bain JR.'s CRS (Customer Relationship Summary).
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