Michael T. Ansenberger

LPL ENTERPRISE

SARASOTA, FL

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CRD#: 4676313

Professional summary

Michael Thomas Ansenberger is a registered financial advisor currently at LPL ENTERPRISE, LLC located in Sarasota, Florida.

Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Michael has worked at 10 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Thomas Ansenberger's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Michael Thomas Ansenberger's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 17, 2025 - Present

LPL ENTERPRISE, LLC

RIA

CRD#: 8733

SARASOTA, FL

Current

October 2, 2024 - Present

LPL ENTERPRISE, LLC

RIA

CRD#: 8733

SARASOTA, FL

Current

February 7, 2025 - Present

LPL FINANCIAL LLC

RIA

CRD#: 6413

SARASOTA, FL

Past

March 17, 2025 - March 18, 2025

LPL FINANCIAL LLC

RIA

CRD#: 6413

Sarasota, FL

Past

November 4, 2022 - June 5, 2024

CETERA WEALTH SERVICES, LLC

CRD#: 13572

EL SEGUNDO, CA

Past

September 10, 2019 - September 9, 2020

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

SARASOTA, FL

Past

August 29, 2019 - September 9, 2020

TD AMERITRADE, INC.

RIA

CRD#: 7870

SARASOTA, FL

Past

August 28, 2019 - September 9, 2020

TD AMERITRADE, INC.

CRD#: 7870

SARASOTA, FL

Past

April 24, 2017 - May 16, 2019

PNC WEALTH MANAGEMENT LLC

RIA

CRD#: 129052

BANNOCKBURN, IL

Past

April 24, 2017 - May 16, 2019

PNC WEALTH MANAGEMENT LLC

CRD#: 129052

BANNOCKBURN, IL

Past

January 5, 2015 - April 6, 2017

TSFG, LLC

RIA

CRD#: 172555

OAK BROOK, IL

Past

December 1, 2009 - November 2, 2015

LPL FINANCIAL LLC

RIA

CRD#: 6413

CHICAGO, IL

Past

November 30, 2009 - November 30, 2009

LPL FINANCIAL LLC

RIA

CRD#: 6413

CHICAGO, IL

Past

November 30, 2009 - April 20, 2017

LPL FINANCIAL LLC

CRD#: 6413

CHICAGO, IL

Past

December 11, 2006 - November 30, 2009

CHASE INVESTMENT SERVICES CORP.

RIA

CRD#: 25574

EVANSTON, IL

Past

September 13, 2006 - November 30, 2009

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

EVANSTON, IL

Past

August 14, 2006 - September 19, 2006

BMO HARRIS FINANCIAL ADVISORS, INC.

CRD#: 137115

WILMETTE, IL

Past

July 2, 2003 - July 28, 2006

FORESTERS FINANCIAL SERVICES, INC.

CRD#: 305

LIBERTYVILLE, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LPL ENTERPRISE, LLC

CRD#: 8733 / SEC#: 801-130883, 8-26037

RIA

Registered Investment Advisory firm - SEC (8/7/2024 Approved)

California

Registered Investment Advisory firm - SEC (11/29/2020 Terminated)

Ohio

Registered Investment Advisory firm - SEC (4/1/2023 Terminated)

Pennsylvania

Registered Investment Advisory firm - SEC (4/7/2023 Terminated)

Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(12/2/2024)

Alaska
(12/2/2024)

Arizona
(12/6/2024)

Arkansas
(12/10/2024)

California
(12/2/2024)

Colorado
(12/2/2024)

Connecticut
(12/2/2024)

Delaware
(12/9/2024)

District of Columbia
(12/4/2024)

Florida
(10/2/2024)

IAR

Florida
(3/18/2025)

Georgia
(12/2/2024)

Idaho
(12/2/2024)

Illinois
(12/2/2024)

Indiana
(12/2/2024)

Iowa
(12/2/2024)

Kansas
(12/2/2024)

Kentucky
(11/27/2024)

Louisiana
(12/13/2024)

Maine
(12/3/2024)

Maryland
(12/4/2024)

Massachusetts
(11/27/2024)

Michigan
(12/2/2024)

Minnesota
(11/27/2024)

Mississippi
(11/27/2024)

Missouri
(12/2/2024)

Montana
(11/27/2024)

Nebraska
(11/27/2024)

Nevada
(12/2/2024)

New Hampshire
(12/4/2024)

New Jersey
(11/27/2024)

New Mexico
(12/1/2024)

New York
(12/3/2024)

North Carolina
(12/2/2024)

North Dakota
(12/2/2024)

Ohio
(11/29/2024)

Oklahoma
(11/27/2024)

Oregon
(12/3/2024)

Pennsylvania
(12/2/2024)

Puerto Rico
(2/12/2025)

Rhode Island
(11/29/2024)

South Carolina
(10/2/2024)

South Dakota
(12/2/2024)

Tennessee
(12/2/2024)

Texas
(11/28/2024)

IAR

Texas
(3/17/2025)

Utah
(12/4/2024)

Vermont
(12/2/2024)

Virgin Islands
(1/29/2025)

Virginia
(12/2/2024)

Washington
(11/27/2024)

West Virginia
(12/5/2024)

Wisconsin
(12/5/2024)

Wyoming
(11/29/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/14/2025

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/30/2022

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 9/14/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/20/2006

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/1/2003

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/14/2022

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

LPL ENTERPRISE, LLC

CRD#: 8733 / SEC#: 801-130883, 8-26037

RIA

Registered Investment Advisory firm - SEC (8/7/2024 Approved)

California

Registered Investment Advisory firm - SEC (11/29/2020 Terminated)

Ohio

Registered Investment Advisory firm - SEC (4/1/2023 Terminated)

Pennsylvania

Registered Investment Advisory firm - SEC (4/7/2023 Terminated)

Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

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Contact information

Main Address

1055 Lpl Way, Fort Mill, SC 29715

Mailing Address

1055 Lpl Way, Fort Mill, SC 29715

Phone number

(704) 733-3300

Established

Delaware since 05/25/2023

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

4,650

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

A58 LPLE (3/31/2025)

Direct owners and executive officers

Name	Position	CRD#
LPL HOLDINGS, INC.	MANAGING MEMBER
HORAN-ADAMS, KIRBY LEPAK	CHIEF EXECUTIVE OFFICER. PRESIDENT	5097259
MALFITANO, STEVEN THOMAS	PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER, FINOP	3178848
MORRISON, STEVEN PHILIP	SECRETARY	4529345
SHEEHAN, RICHARD STEVEN	SVP, CHIEF COMPLIANCE OFFICER	3096567

Regulatory assets under management

Total Number of Accounts	114,002
AUM (Assets Under Management)	$ 18,862,098,900

Disclosures

Regulatory Event

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
06/25/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael T. Ansenberger

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Thomas Ansenberger's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Michael Thomas Ansenberger's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL ENTERPRISE, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

CETERA WEALTH SERVICES, LLC

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

TD AMERITRADE, INC.

PNC WEALTH MANAGEMENT LLC

PNC WEALTH MANAGEMENT LLC

TSFG, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

BMO HARRIS FINANCIAL ADVISORS, INC.

FORESTERS FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

LPL ENTERPRISE, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/14/2025

Series 63

Date: 12/30/2022

Series 7TO

Date: 9/14/2022

SIE

Date: 10/1/2018

Series 7

Date: 5/20/2006

Series 6

Date: 7/1/2003

Series 24

Date: 9/14/2022

FINRA

Current Firm

LPL ENTERPRISE, LLC

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

LPL ENTERPRISE, LLC

TRUST BUT VERIFY

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