David M. Robertson
Professional summary
David Michael Robertson is a registered financial professional currently at LRB PUBLIC FINANCE ADVISORS, INC. located in Salt Lake City, Utah.
David is registered as a RR (Registered Representative) and started their career in finance in 2004. David has worked at 1 firm and has passed the Series 63, SIE, Series 50 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Michael Robertson's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 8, 2004 - Present
LRB PUBLIC FINANCE ADVISORS, INC.
Office #1: 41 N. Rio Grande, Suite 101, Salt Lake City, UT 84101Office #2: 41 N. Rio Grande Suite 101, Salt Lake City, UT 84101State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/2/2024)
(5/1/2024)
(1/21/2014)
(12/17/2021)
(1/21/2014)
(1/21/2014)
(7/18/2016)
(3/2/2005)
(1/21/2014)
(1/21/2014)
(1/21/2014)
Exams
FINRA
Current Firm
LRB PUBLIC FINANCE ADVISORS, INC.
CRD#: 39119 / SEC#: , 8-48547
Contact information
FINRA licenses (12 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
LRB PUBLIC FINANCE ADVISORS, INC.
CRD#: 39119Salt Lake City, UT 84101TRUST BUT VERIFY
Monitor David Robertson
Get automatic monthly alerts on:
