Albert P. Moss

SKM PROFESSIONAL SERVICES

METAIRIE, LA 70002

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CRD#: 4676016

Professional summary

Albert Philip Moss JR is a registered financial advisor currently at SKM PROFESSIONAL SERVICES, INC. located in Metairie, Louisiana.

Albert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Albert has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MOSS & CO., CPAS (APAC); NON INVESTMENT RELATED; 2901 RIDGELARE DR., STE. 110, METAIRIE, LOUISIANA, 70002; EFFECTIVE 2/1/2018 ENTITY NO LONGER LICENSED AS CPA FIRM RATHER OPEN ONLY FOR COLLECTION OF ACCOUNTS RECEIVABLE UP TO 12/31/2017; OWNER; START 01/1981; NEGLIGIBLE; ADMINISTRATIVE. LACAZE MOSS & COMPANY CPA'S LLC; NON INVESTMENT RELATED; 2901 RIDGELARE DR., STE. 110, METAIRIE, LOUISIANA, 70002; ACCOUNTING SERVICES; CPA; START 02/2018; FULL-TIME; PARTNER/CPA

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Albert Philip Moss JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 22, 2014 - Present

SKM PROFESSIONAL SERVICES, INC.

Office #1: 2901 Ridgelake Drive Suite 110, Metairie, LA 70002

RIA

CRD#: 172100

METAIRIE, LA

Past

September 23, 2003 - January 5, 2016

OPPENHEIMER & CO. INC.

CRD#: 249

NEW YORK, NY

Past

June 16, 2003 - July 14, 2014

OPPENHEIMER & CO. INC.

RIA

CRD#: 249

MATAIRIE, LA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Louisiana
(8/22/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/6/2003

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 1/5/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/9/2003

General Securities Representative Examination

Current Firm

SKM PROFESSIONAL SERVICES, INC.

CRD#: 172100 / SEC#:

Louisiana

Registered Investment Advisory firm - (8/22/2014 Approved)

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Contact information

Main Address

2901 Ridgelake Drive Suite 110, Metairie, LA 70002

Mailing Address

Phone number

(504) 835-8247

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Albert P. Moss

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Albert Philip Moss JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

SKM PROFESSIONAL SERVICES, INC.

OPPENHEIMER & CO. INC.

OPPENHEIMER & CO. INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 10/6/2003

SIE

Date: 1/5/2016

Series 7

Date: 9/9/2003

Current Firm

SKM PROFESSIONAL SERVICES, INC.

Contact information

Documents

Red Flags

Company Information

SKM PROFESSIONAL SERVICES, INC.

TRUST BUT VERIFY

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