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JW

Jason K. Williams

VISTA WAVE INVESTMENTS
Indianapolis, IN
Some features on this profile are disabled
CRD#: 4676003
JW

Professional summary

Jason K Williams, who also goes by Jason Keith Williams, Jason Williams, is a registered financial advisor currently at VISTA WAVE INVESTMENTS, LLC located in Indianapolis, Indiana.

Jason is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Jason has worked at 11 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Jason Keith Williams | Jason Williams

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Sales of life, health and disability insurance.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason K Williams's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 24, 2022 - Present

VISTA WAVE INVESTMENTS, LLC

RIA
CRD#: 316675
Indianapolis, IN
Past

June 2, 2021 - November 8, 2021

CORNERSTONE WEALTH PARTNERS

RIA
CRD#: 299193
FORT WAYNE, IN
Past

March 16, 2019 - December 31, 2020

CORNERSTONE WEALTH PARTNERS

RIA
CRD#: 299193
FORT WAYNE, IN
Past

December 12, 2014 - February 15, 2019

THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.

RIA
CRD#: 8478
INDIANAPOLIS, IN
Past

December 12, 2014 - February 15, 2019

THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.

BD
CRD#: 8478
INDIANAPOLIS, IN
Past

May 10, 2010 - December 16, 2014

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
INDIANAPOLIS, IN
Past

May 10, 2010 - December 16, 2014

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
INDIANAPOLIS, IN
Past

June 11, 2008 - February 13, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
GREENVILLE, SC
Past

June 10, 2008 - February 13, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
GREENVILLE, SC
Past

September 26, 2007 - November 1, 2007

HATTERAS CAPITAL DISTRIBUTORS, LLC

BD
CRD#: 143365
RALEIGH, NC
Past

January 11, 2007 - November 1, 2007

HATTERAS INVESTMENT PARTNERS LLC

RIA
CRD#: 128703
RALEIGH, NC
Past

July 10, 2006 - October 24, 2006

RAFFERTY CAPITAL MARKETS, LLC

BD
CRD#: 23682
BOSTON, MA
Past

March 21, 2006 - May 24, 2006

JOHN HANCOCK INVESTMENT MANAGEMENT LLC

RIA
CRD#: 105790
BOSTON, MA
Past

March 14, 2006 - May 24, 2006

JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC

BD
CRD#: 28262
BOSTON, MA
Past

October 24, 2003 - December 20, 2005

UBS FINANCIAL SERVICES INC.

RIA
CRD#: 8174
RALEIGH, NC
Past

October 3, 2003 - December 20, 2005

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WEEHAWKEN, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Indiana
(2/24/2022)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 10/23/2003
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/1/2003
General Securities Representative Examination

Current Firm

VW
VISTA WAVE INVESTMENTS, LLC
VISTA WAVE INVESTMENTS, LLC

CRD#: 316675 / SEC#:

Indiana
Registered Investment Advisory firm - (2/24/2022 Approved)
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Contact information

Main Address
8901 River Crossing Blvd Suite 315, Indianapolis, IN 46240
Mailing Address
Phone number
(317) 750-1149
Established
Firm type
Fiscal year end
# of Employees
0

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

VISTA WAVE INVESTMENTS, LLC

CRD#: 316675Indianapolis, IN

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