Douglas R. Adams
Professional summary
Douglas Ryan Adams is a registered financial professional currently at AARDVARK SECURITIES LLC located in Chicago, Illinois and LEGIONNAIRE SECURITIES LLC located in Chicago, Illinois.
Douglas is registered as a RR (Registered Representative) and started their career in finance in 2003. Douglas has worked at 3 firms and has passed the Series 99TO, Series 57TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Douglas Ryan Adams's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 9, 2013 - Present
AARDVARK SECURITIES LLC
Office #1: 550 W Jackson Blvd. Ste 1300, Chicago, IL 60661March 5, 2019 - Present
LEGIONNAIRE SECURITIES LLC
Office #1: 550 W. Jackson Blvd. Suite 1300, Chicago, IL 60661November 4, 2009 - November 10, 2011
TRANSMARKET GROUP L.L.C.
June 30, 2003 - November 26, 2007
TRANSMARKET GROUP L.L.C.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 99TO
Date: 4/26/2023
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamFINRA
Current Firm
LEGIONNAIRE SECURITIES LLC
CRD#: 297422 / SEC#: , 8-70130
Contact information
Documents
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