Kwesi A. Simmsparris
Professional summary
Kwesi Adesina Simmsparris, who also goes by Kwesi Adesina Parris, is a registered financial advisor currently at KASPIAN WEALTH MANAGEMENT located in Woodcliff Lake, New Jersey.
Kwesi is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Kwesi has worked at 4 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Kwesi Adesina Simmsparris's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 10, 2012 - Present
KASPIAN WEALTH MANAGEMENT
Office #1: 172 Broadway Front Bldg, Suite 102, Woodcliff Lake, NJ 07677September 8, 2005 - October 4, 2011
CETERA WEALTH SERVICES, LLC
November 4, 2003 - October 4, 2011
CETERA WEALTH SERVICES, LLC
August 18, 2003 - October 7, 2003
AMERIPRISE FINANCIAL SERVICES, LLC
July 31, 2003 - October 7, 2003
IDS LIFE INSURANCE COMPANY
July 31, 2003 - October 7, 2003
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/10/2012)
(3/30/2021)
Exams
Current Firm
KASPIAN WEALTH MANAGEMENT
CRD#: 162028 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 39 |
| AUM (Assets Under Management) | $ 5,710,478 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
