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JJ

Jason E. Johnson

DECHEQUE SECURITIES LLC
Salt Lake City, UT 84101
Some features on this profile are disabled
CRD#: 4675933
JJ

Professional summary

Jason Edward Johnson, who also goes by Jason Johnson, is a registered financial professional currently at DECHEQUE SECURITIES LLC located in Salt Lake City, Utah.

Jason is registered as a RR (Registered Representative) and started their career in finance in 2003. Jason has worked at 8 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 55 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Jason Johnson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jason Edward Johnson's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 15, 2022 - Present

DECHEQUE SECURITIES LLC

Office #1: 353 W Pierpont Ave, Salt Lake City, UT 84101
BD
CRD#: 311020
Salt Lake City, UT
Past

July 29, 2021 - March 18, 2022

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA
CRD#: 288590
SALT LAKE CITY, UT
Past

July 1, 2021 - March 2, 2022

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
SALT LAKE CITY, UT
Past

April 23, 2009 - June 22, 2010

ISLAND TRADING

BD
CRD#: 111468
SAN FRANCISCO, CA
Past

November 10, 2006 - March 13, 2007

HEDGE FUND CAPITAL PARTNERS, LLC

BD
CRD#: 113326
BROOKLYN, NY
Past

July 19, 2005 - August 29, 2005

FIS BROKERAGE & SECURITIES SERVICES LLC

BD
CRD#: 104162
BOLINGBROOK, IL
Past

March 18, 2004 - May 5, 2004

PENSON FINANCIAL SERVICES, INC.

BD
CRD#: 25866
DALLAS, TX
Past

October 31, 2003 - October 5, 2006

OXFORD CAPITAL SECURITIES

BD
CRD#: 47292
NEW YORK, NY
Past

September 24, 2003 - October 22, 2003

FIS BROKERAGE & SECURITIES SERVICES LLC

BD
CRD#: 104162
BOLINGBROOK, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(9/15/2022)
RR
Connecticut
(9/15/2022)
RR
Delaware
(11/7/2022)
RR
Florida
(12/15/2022)
RR
Illinois
(8/22/2025)
RR
New York
(9/15/2022)
RR
Texas
(11/9/2022)
RR
Utah
(9/15/2022)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 7/22/2021
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 4/6/2009
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 7/1/2021
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 6/24/2021
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Date: 6/23/2004
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 9/23/2003
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

DS
DECHEQUE SECURITIES LLC
DECHEQUE SECURITIES LLC | VELVET MARKETS

CRD#: 311020 / SEC#: , 8-70602

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information

Main Address
353 W Pierpont Ave, Salt Lake City, UT 84101
Mailing Address
353 W Pierpont Ave, Salt Lake City, UT 84101
Phone number
(805) 432-0320
Established
Utah since 09/04/2020
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (13 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
DECHEQUE INC.OWNER
DOLEZAL, PETER MARTINCHIEF COMPLIANCE OFFICER4119021
FELDMAN, RICHARD MARKFINOP2273453
TARTONI, JOSEPH BEREAUPRESIDENT/CEO4871500

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

DECHEQUE SECURITIES LLC

CRD#: 311020Salt Lake City, UT 84101

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