Michael L. D'addabbo

FIRST BANKERS' BANC SECURITIES,

St Louis, MO 63131

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CRD#: 4675890

Professional summary

Michael Leonard D'addabbo is a registered financial professional currently at FIRST BANKERS' BANC SECURITIES, INC located in St Louis, Missouri.

Michael is registered as a RR (Registered Representative) and started their career in finance in 2003. Michael has worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Leonard D'addabbo's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 2, 2022 - Present

FIRST BANKERS' BANC SECURITIES, INC

Office #1: 1714 Deer Tracks Trail Suite110, St Louis, MO 63131

CRD#: 15041

St Louis, MO

Past

October 10, 2017 - April 20, 2022

INTERCOASTAL CAPITAL MARKETS, INC.

CRD#: 83

BOCA RATON, FL

Past

April 3, 2008 - April 27, 2017

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

NASHVILLE, TN

Past

March 7, 2008 - March 31, 2008

AUSTIN ATLANTIC CAPITAL INC.

CRD#: 43981

MEMPHIS, TN

Past

November 14, 2005 - October 5, 2007

RBC CAPITAL MARKETS CORPORATION

CRD#: 6579

MEMPHIS, TN

Past

November 10, 2004 - December 8, 2005

RBC CAPITAL MARKETS, LLC

CRD#: 31194

MEMPHIS, TN

Past

September 29, 2003 - November 3, 2004

FHN FINANCIAL SECURITIES CORP.

CRD#: 46346

MEMPHIS, TN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Tennessee
(5/2/2022)

Exams

State Security Law Exam

Series 63

Date: 1/16/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/27/2003

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

FIRST BANKERS' BANC SECURITIES, INC

FIRST BANKERS' BANC SECURITIES, INC | FIRST ST. LOUIS SECURITIES, INC.

CRD#: 15041 / SEC#: , 8-31584

Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

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Contact information

Main Address

1714 Deer Tracks Trail, Suite 110, St. Louis, MO 63131

Mailing Address

1714 Deer Tracks Trail, Suite 110, St. Louis, MO 63131

Phone number

(314) 726-2880

Established

Missouri since 03/06/1984

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (45 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
BANKERS' BANC INVESTMENT SERVICES LLC	SHAREHOLDER
HAEDIKE, CHRISTINE D	CHIEF COMPLIANCE OFFICER	2489703
SPELLMEYER, ARTHUR WILLIAM IV	PRESIDENT/CEO	4872597

Disclosures

Regulatory Event

Red Flags

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Advisor Monitoring

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Michael L. D'addabbo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Leonard D'addabbo's CRS (Customer Relationship Summary).

Certified licenses

Experience

INTERCOASTAL CAPITAL MARKETS, INC.

ROBERT W. BAIRD & CO. INCORPORATED

AUSTIN ATLANTIC CAPITAL INC.

RBC CAPITAL MARKETS CORPORATION

RBC CAPITAL MARKETS, LLC

FHN FINANCIAL SECURITIES CORP.

State Registrations and Notice Filings

Exams

Series 63

Date: 1/16/2004

SIE

Date: 10/1/2018

Series 7

Date: 9/27/2003

FINRA

Current Firm

FIRST BANKERS' BANC SECURITIES, INC

Contact information

FINRA licenses (45 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

FIRST BANKERS' BANC SECURITIES, INC

TRUST BUT VERIFY

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