MM
Michael P. Mcgovern
STONEBRIDGE FINANCIAL GROUP
Grand Rapids, MI 49546
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CRD#: 4675783
MM
Professional summary
Michael Patrick Mcgovern JR., who also goes by Michael Patrick Mcgovern, is a registered financial advisor currently at STONEBRIDGE FINANCIAL GROUP located in Grand Rapids, Michigan and OSAIC WEALTH, INC. located in Grand Rapids, Michigan.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Michael has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Michael Patrick Mcgovern
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)Stonebridge Financial Group;investment related;333 Deposit Drive NE,Suite 220,Grand Rapids,MI 49546;operating dba name as well as RIA;financial consultant;7/11/2022;160 hrs/month;130 hrs during trading;financial consultant operating under the dba Stonebridge Financial Group,work with individuals and businesses in investment related business,retirement planning,commission-based business and fee-based asset management and planning 2)Appointment w/multiple carriers;investment related;333 Deposit Drive NE,Suite 220,Grand Rapids,MI 49546;variable,fixed & indexed annuities,life,disability and long-term care insurance;7/11/2022;financial consultant;30 hrs/month;30 hrs during trading;work with clients to determine if and when an insurance product is appropriate for their individual situation,when needed, I will get quotes from an insurance company and work with the company to initiate any transactions 3)Rockford Chamber of Commerce;not investment related;17 S Monroe St NE, Rockford,MI 49341;civic board member and committee member;board & committee member/volunteer;7/11/2022;8 hrs/month;volunteer on board of directors,committees and community activities
CRS (Client Relationship Summary) - RIA
Click below to view Michael Patrick Mcgovern JR.'s CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 12, 2022 - Present
STONEBRIDGE FINANCIAL GROUP
Office #1: 3333 Deposit Drive Ne, Suite 220, Grand Rapids, MI 49546RIA
CRD#: 166251
Grand Rapids, MI
Current
August 23, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 3333 Deposit Drive Suite 220, Grand Rapids, MI 49546RIA
BD
CRD#: 23131
GRAND RAPIDS, MI
Past
July 11, 2022 - August 23, 2024
TRIAD ADVISORS LLC
BD
CRD#: 25803
GRAND RAPIDS, MI
Past
December 13, 2010 - August 17, 2022
LPL FINANCIAL LLC
RIA
CRD#: 6413
GRAND RAPIDS, MI
Past
December 13, 2010 - August 17, 2022
LPL FINANCIAL LLC
BD
CRD#: 6413
GRAND RAPIDS, MI
Past
October 6, 2010 - December 31, 2010
PRINCIPAL SECURITIES, INC.
RIA
CRD#: 1137
GRAND RAPIDS, MI
Past
July 10, 2007 - July 10, 2007
PRINCIPAL SECURITIES, INC.
RIA
CRD#: 1137
GRAND RAPIDS, MI
Past
June 23, 2003 - December 31, 2010
PRINCIPAL SECURITIES, INC.
BD
CRD#: 1137
GRAND RAPIDS, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SF
STONEBRIDGE FINANCIAL GROUP
GLOBAL FINANCIAL GROUP ADVISORS | STONEBRIDGE FINANCIAL GROUP | GLOBAL FINANCIAL GROUP ADVISORS LLC D/B/A STONEBRIDGE FINANCIAL | GLOBAL FINANCIAL GROUP ADVISORS LLC
CRD#: 166251 / SEC#: 801-110584
RIA
Registered Investment Advisory firm - (5/30/2017 Approved)Illinois
Registered Investment Advisory firm - (5/30/2017 Terminated)Michigan
Registered Investment Advisory firm - (6/27/2017 Terminated)Texas
Registered Investment Advisory firm - (6/26/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(6/5/2025)
RR
Florida(8/23/2024)
IAR
Michigan(7/12/2022)
RR
Michigan(8/23/2024)
RR
Tennessee(8/23/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SF
STONEBRIDGE FINANCIAL GROUP
GLOBAL FINANCIAL GROUP ADVISORS | STONEBRIDGE FINANCIAL GROUP | GLOBAL FINANCIAL GROUP ADVISORS LLC D/B/A STONEBRIDGE FINANCIAL | GLOBAL FINANCIAL GROUP ADVISORS LLC
CRD#: 166251 / SEC#: 801-110584
RIA
Registered Investment Advisory firm - (5/30/2017 Approved)Illinois
Registered Investment Advisory firm - (5/30/2017 Terminated)Michigan
Registered Investment Advisory firm - (6/27/2017 Terminated)Texas
Registered Investment Advisory firm - (6/26/2017 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3333 Deposit Drive Ne, Suite 220, Grand Rapids, MI 49546
Mailing Address
Phone number
(855) 530-0500
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 766 |
| AUM (Assets Under Management) | $ 652,339,848 |
Red Flags
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Company Information
STONEBRIDGE FINANCIAL GROUP
CRD#: 166251Grand Rapids, MI 49546TRUST BUT VERIFY
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