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RL

Robert F. Lagravinese

VELOCITY CLEARING
New York, NY 10038
Some features on this profile are disabled
CRD#: 4675563
RL

Professional summary

Robert F Lagravinese, who also goes by Robert Frank Lagravinese, is a registered financial professional currently at VELOCITY CLEARING, LLC located in New York, New York.

Robert is registered as a RR (Registered Representative) and started their career in finance in 2003. Robert has worked at 9 firms and has passed the Series 66, Series 57TO, SIE, Series 55, Series 3 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Robert Frank Lagravinese

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robert F Lagravinese's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 17, 2021 - Present

VELOCITY CLEARING, LLC

Office #1: 199 Water Street 17th Floor, New York, NY 10038
BD
CRD#: 126588
New York, NY
Past

December 4, 2019 - January 3, 2022

RISE FINANCIAL SERVICES, LLC

BD
CRD#: 146103
NEW YORK, NY
Past

September 6, 2016 - December 18, 2019

MAXIM GROUP LLC

BD
CRD#: 120708
Miller Place, NY
Past

June 19, 2013 - August 31, 2016

THE VERTICAL GROUP

BD
CRD#: 104353
RED BANK, NJ
Past

November 1, 2010 - July 2, 2013

COWEN PRIME SERVICES LLC

BD
CRD#: 153397
NEW YORK, NY
Past

May 26, 2010 - July 11, 2011

SANDERS MORRIS LLC

BD
CRD#: 20580
NEW YORK, NY
Past

October 3, 2007 - September 22, 2008

OCP CAPITAL, LLC

BD
CRD#: 143381
WELLINGTON, FL
Past

August 9, 2005 - April 3, 2007

CAMBRIDGE INTERNATIONAL SECURITIES, LLC

BD
CRD#: 39137
WESTPORT, CT
Past

July 30, 2003 - October 9, 2003

TRAUTMAN WASSERMAN & COMPANY, INC.

BD
CRD#: 33007
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New Jersey
(11/17/2021)
RR
New York
(11/17/2021)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 8/5/2003
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Date: 5/10/2011
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 3
Date: 5/25/2010
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 7/29/2003
General Securities Representative Examination
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
MEMX LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
Nasdaq BX, Inc.
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market

Current Firm

VC
VELOCITY CLEARING, LLC
GUARDIAN TRADING | VELOCITY PRIME SERVICES | VELOCITY EXECUTION SERVICES | VELOCITY CLEARING, LLC | QUANTEX CLEARING, LLC | NYFIX SECURITIES LLC | NYFIX SECURITIES CORPORATION | NYFIX CLEARING CORPORATION

CRD#: 126588 / SEC#: , 8-65894

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information

Main Address
1301 Route 36 Suite 103, Hazlet, NJ 07730
Mailing Address
1301 Route 36 Suite 103, Hazlet, NJ 07730
Phone number
(201) 706-7157
Established
Delaware since 06/11/2010
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
VCT HOLDINGS, LLCSOLE MEMBER
BRACERO, FRANK WILLIAMCHIEF FINANCIAL OFFICER/FINOP2178318
CALICE, ROBERT PEERCHIEF OPERATIONS OFFICER2759949
CRAWFORD, LAURA LYNNCHIEF COMPLIANCE OFFICER2666224
LOGAN, MICHAEL JAMESCHIEF EXECUTIVE OFFICER5763098
SCHAEFFER, BRIAN KEITHPRESIDENT3063403

Disclosures

Regulatory Event19

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

VELOCITY CLEARING, LLC

CRD#: 126588New York, NY 10038

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