Daniel G. Vetter
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel George Vetter, CFA was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 2003. Daniel had worked at 3 firms and has passed the Series 66, Series 63, Series 3, Series 7 and Series 87 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 16, 2014 - March 6, 2014
GREAT PACIFIC SECURITIES
October 5, 2011 - February 11, 2014
PIMCO INVESTMENTS LLC
September 9, 2003 - May 2, 2008
J.P. MORGAN SECURITIES INC.
State Registrations and Notice Filings
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Exams
Current Firm
GREAT PACIFIC SECURITIES
CRD#: 29251 / SEC#: , 8-44398
Contact information
FINRA licenses (28 States and Territories)
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
