LS
Laurence Seiden
JANNEY MONTGOMERY SCOTT LLC
Hunt Valley, MD 21030
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CRD#: 4675127
LS
Professional summary
Laurence Seiden, CFP®, ChFC®, CLU®, who also goes by Laurence Edward Seiden, is a registered financial advisor currently at JANNEY MONTGOMERY SCOTT LLC located in Hunt Valley, Maryland.
Laurence is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Laurence has worked at 12 firms and has passed the Series 66, Series 99TO, Series 52TO, SIE, Series 3, Series 7, Series 4, Series 53 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Laurence Edward Seiden
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Maryland Center for History and Culture History Museum, Baltimore, MD. Proposed role / position: External Affairs Committee Member (09/2024) - Help direct the Board's support and oversight of the MCHC's institutional strategy and objectives for fundraising, legislation, marketing, public relations, and communications. Not investment related, not compensated, 2 hours/month.
CRS (Client Relationship Summary) - RIA
Click below to view Laurence Seiden's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Laurence Seiden's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2014
Experience
Current
November 6, 2023 - Present
JANNEY MONTGOMERY SCOTT LLC
Office #1: 40 Wight Avenue Suite 510, Hunt Valley, MD 21030RIA
BD
CRD#: 463
Hunt Valley, MD
Current
November 6, 2023 - Present
JANNEY MONTGOMERY SCOTT LLC
Office #1: 40 Wight Avenue Suite 510, Hunt Valley, MD 21030RIA
BD
CRD#: 463
Hunt Valley, MD
Past
January 25, 2022 - November 9, 2023
GOLDMAN SACHS & CO. LLC
BD
CRD#: 361
TIMONIUM, MD
Past
November 1, 2017 - June 30, 2020
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
HUNT VALLEY, MD
Past
November 2, 2015 - November 9, 2023
UNITED CAPITAL FINANCIAL ADVISORS
RIA
CRD#: 134600
Timonium, MD
Past
November 2, 2015 - November 1, 2017
GIRARD SECURITIES, INC.
BD
CRD#: 18697
HUNT VALLEY, MD
Past
May 20, 2008 - October 30, 2015
PSA FINANCIAL ADVISORS INC
RIA
CRD#: 110802
HUNT VALLEY, MD
Past
May 20, 2008 - October 30, 2015
PSA EQUITIES, INC.
BD
CRD#: 15676
HUNT VALLEY, MD
Past
January 29, 2007 - May 12, 2008
MSI FINANCIAL SERVICES, INC.
RIA
CRD#: 14251
BALTIMORE, MD
Past
October 3, 2005 - August 18, 2006
TOWER SQUARE SECURITIES, INC.
RIA
CRD#: 833
ISELIN, NJ
Past
October 3, 2005 - August 18, 2006
TOWER SQUARE SECURITIES, INC.
BD
CRD#: 833
ISELIN, NJ
Past
June 21, 2005 - August 18, 2006
WALNUT STREET SECURITIES, INC.
RIA
CRD#: 15840
ISELIN, NJ
Past
June 21, 2005 - August 18, 2006
NEW ENGLAND SECURITIES
RIA
CRD#: 615
ISELIN, NJ
Past
June 21, 2005 - January 26, 2007
MSI FINANCIAL SERVICES, INC.
RIA
CRD#: 14251
BALTIMORE, MD
Past
July 13, 2004 - August 18, 2006
WALNUT STREET SECURITIES, INC.
BD
CRD#: 15840
ISELIN, NJ
Past
July 13, 2004 - August 18, 2006
NEW ENGLAND SECURITIES
BD
CRD#: 615
ISELIN, NJ
Past
July 13, 2004 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
BALTIMORE, MD
Past
July 13, 2004 - May 12, 2008
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
BALTIMORE, MD
Past
September 8, 2003 - May 21, 2004
WALNUT STREET SECURITIES, INC.
BD
CRD#: 15840
EL SEGUNDO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JANNEY MONTGOMERY SCOTT LLC
JANNEY MONTGOMERY SCOTT INC. | PARKER/HUNTER ASSET MANAGEMENT | JANNEY MONTGOMERY SCOTT LLC
CRD#: 463 / SEC#: 801-7258, 8-462
RIA
Registered Investment Advisory firm - SEC (3/8/1971 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(2/6/2024)
RR
Colorado(1/12/2024)
RR
Delaware(11/6/2023)
IAR
Delaware(11/6/2023)
RR
Florida(11/6/2023)
IAR
Florida(11/7/2023)
RR
Georgia(5/14/2025)
RR
Maryland(11/6/2023)
IAR
Maryland(11/6/2023)
RR
New Jersey(5/30/2024)
IAR
New Jersey(5/30/2024)
RR
New York(11/6/2023)
IAR
New York(11/6/2023)
RR
Pennsylvania(11/6/2023)
IAR
Pennsylvania(11/6/2023)
RR
South Carolina(11/13/2024)
RR
Texas(11/6/2023)
IAR
Texas(11/6/2023)
RR
Virginia(11/7/2023)
IAR
Virginia(11/7/2023)
RR
West Virginia(10/30/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
JANNEY MONTGOMERY SCOTT LLC
JANNEY MONTGOMERY SCOTT INC. | PARKER/HUNTER ASSET MANAGEMENT | JANNEY MONTGOMERY SCOTT LLC
CRD#: 463 / SEC#: 801-7258, 8-462
RIA
Registered Investment Advisory firm - SEC (3/8/1971 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
1717 Arch Street, Philadelphia, PA 19103
Mailing Address
1717 Arch Street, Philadelphia, PA 19103
Phone number
(215) 665-6000
Established
Delaware since 08/27/1999
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
2,375
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JUNE PURCHASER LLC | OWNER | |
| CULLEY, JOSEPH DAVID | BANKING PRINCIPAL (BP) | 4275987 |
| DOWNEY, DANEEN ELIZABETH | DEPUTY GENERAL COUNSEL | 4758790 |
| FUSCO, CHRISTOPHER | ROSFP | 5858082 |
| HALL, CAROLINE KATHRYNE | CHIEF COMPLIANCE OFFICER | 6342772 |
| HRICKO, MICHAEL J | CHIEF FINANCIAL OFFICER | 4509746 |
| LEMPA, JESSICA ELLEN | IA CCO | 5276453 |
| MCSHEA, GREGORY BURNS | GENERAL COUNSEL | 2870963 |
| MILLER, ANTHONY MATTHEW | DIRECTOR, PRESIDENT AND CEO | 4597116 |
| MULLAN, DAVID MICHAEL | PRINCIPAL OPERATIONS OFFICER | 2739186 |
| REED, KEVIN JUDE | EXECUTIVE OFFICER | 2105832 |
| RIGGI, BRETT STEPHAN | CHIEF OPERATING OFFICER | 4462496 |
Regulatory assets under management
| Total Number of Accounts | 239,256 |
| AUM (Assets Under Management) | $ 100,795,564,390 |
Disclosures
| Regulatory Event | 54 |
| Arbitration | 66 |
| Bond | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/07/2025 | ||
| 03/21/2025 | ||
| 10/09/2024 | ||
| 10/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
JANNEY MONTGOMERY SCOTT LLC
CRD#: 463Hunt Valley, MD 21030TRUST BUT VERIFY
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