Theresa C. Wan

TREESA FINANCIAL PLANNING

CLOSTER, NJ

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CRD#: 4675039

Professional summary

Theresa Chen Wan, CFP®, who also goes by Theresa Chen, is a registered financial advisor currently at TREESA FINANCIAL PLANNING, LLC located in Closter, New Jersey.

Theresa is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Theresa has worked at 2 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Theresa Chen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Theresa Chen Wan's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2010

Experience

Current

October 9, 2012 - Present

TREESA FINANCIAL PLANNING, LLC

RIA

CRD#: 165288

CLOSTER, NJ

Past

August 6, 2003 - August 16, 2007

BERKSHIRE GLOBAL ADVISORS LP

CRD#: 124180

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(10/9/2012)

IAR

New York
(6/23/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/21/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/5/2003

General Securities Representative Examination

Current Firm

TREESA FINANCIAL PLANNING, LLC

TCW FINANCIAL PLANNING LLC | TREESA FINANCIAL PLANNING, LLC

CRD#: 165288 / SEC#:

New Jersey

Registered Investment Advisory firm - (10/9/2012 Approved)

New York

Registered Investment Advisory firm - (7/29/2013 Approved)

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Contact information

Main Address

Closter, NJ

Mailing Address

P.o. Box 45, Closter, NJ 07624

Phone number

(201) 771-0250

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Theresa C. Wan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Theresa Chen Wan's CRS (Customer Relationship Summary).

Certified licenses

Experience

TREESA FINANCIAL PLANNING, LLC

BERKSHIRE GLOBAL ADVISORS LP

State Registrations and Notice Filings

Exams

Series 63

Date: 8/21/2003

Series 7

Date: 8/5/2003

Current Firm

TREESA FINANCIAL PLANNING, LLC

Contact information

Documents

Red Flags

Company Information

TREESA FINANCIAL PLANNING, LLC

TRUST BUT VERIFY

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