Conrad G. Szuladzinski
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Conrad George Szuladzinski was a registered financial professional .
Conrad is a previously registered financial professional and started their career in finance in 2003. Conrad had worked at 3 firms and has passed the Series 63, Series 55, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 18, 2012 - July 26, 2012
VELOCITY CLEARING, LLC
March 23, 2009 - February 17, 2010
FIS BROKERAGE & SECURITIES SERVICES LLC
September 25, 2007 - April 8, 2008
FIS BROKERAGE & SECURITIES SERVICES LLC
September 16, 2003 - July 21, 2005
FIS BROKERAGE & SECURITIES SERVICES LLC
July 7, 2003 - September 2, 2003
SUNAMERICA SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 12/5/2007
Limited Representative-Equity Trader ExamCurrent Firm
VELOCITY CLEARING, LLC
CRD#: 126588 / SEC#: , 8-65894
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 19 |
Red Flags
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