Meredith K. Fuller
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Meredith Kay Fuller, who also goes by Meredith K Pribnow, was a registered financial professional .
Meredith is a previously registered financial professional and started their career in finance in 2005. Meredith had worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 22, 2016 - January 3, 2017
EAGLE STRATEGIES LLC
March 14, 2016 - January 3, 2017
NYLIFE SECURITIES LLC
April 16, 2013 - April 10, 2014
UBS FINANCIAL SERVICES INC.
April 16, 2013 - April 10, 2014
UBS FINANCIAL SERVICES INC.
October 23, 2009 - March 26, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 23, 2009 - March 26, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 21, 2008 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
May 12, 2008 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
October 14, 2005 - May 15, 2006
NATIONAL PLANNING CORPORATION
October 14, 2005 - May 15, 2006
INVESTMENT CENTERS OF AMERICA, INC.
September 9, 2005 - May 15, 2006
SII INVESTMENTS, INC.
May 11, 2005 - May 15, 2006
SII INVESTMENTS, INC.
Primary Firm SEC Registration
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
